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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 10 Institutional holders with a total value of $1,380,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 AMERICAN INTERNATIONAL GROUP, INC. 400 3,000 0.22%
3 ROYAL BANK OF CANADA 892 8,000 0.58%
4 MORGAN STANLEY 1,045 9,000 0.65%
5 INVESTMENT CENTERS OF AMERICA INC 11,057 97,000 7.03%
6 Cetera Advisor Networks LLC 16,650 144,000 10.43%
7 BANK OF AMERICA CORP /DE/ 17,521 153,000 11.09%
8 LPL Financial LLC 18,259 177,000 12.83%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 26,849 234,000 16.96%
10 Commonwealth Equity Services, Inc 63,564 555,000 40.22%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.