| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | HIGHLAND CAPITAL MANAGEMENT LP | 1,150,000 | 22,897,000 | 37.33% | ||
| 2 | MORGAN STANLEY | 479,697 | 9,551,000 | 15.57% | ||
| 3 | HighTower Advisors, LLC | 453,455 | 9,028,000 | 14.72% | ||
| 4 | Cetera Advisors LLC | 128,885 | 2,575,000 | 4.20% | ||
| 5 | DEUTSCHE BANK AG\ | 123,614 | 2,461,000 | 4.01% | ||
| 6 | LPL Financial LLC | 108,946 | 2,169,000 | 3.54% | ||
| 7 | Jefferies Group LLC | 106,070 | 2,112,000 | 3.44% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 105,112 | 2,093,000 | 3.41% | ||
| 9 | TD ASSET MANAGEMENT INC | 98,700 | 1,965,000 | 3.20% | ||
| 10 | ROYAL BANK OF CANADA | 63,183 | 1,258,000 | 2.05% | ||
| 11 | Independent Portfolio Consultants, Inc. | 56,310 | 1,121,000 | 1.83% | ||
| 12 | Virtu KCG Holdings LLC | 44,986 | 896,000 | 1.46% | ||
| 13 | Hillsdale Investment Management Inc. | 34,000 | 677,000 | 1.10% | ||
| 14 | AMERIPRISE FINANCIAL INC | 33,311 | 663,000 | 1.08% | ||
| 15 | KLINGENSTEIN FIELDS & CO LP | 25,400 | 506,000 | 0.83% | ||
| 16 | GUGGENHEIM CAPITAL LLC | 24,745 | 493,000 | 0.80% | ||
| 17 | JANE STREET GROUP, LLC | 14,972 | 298,000 | 0.49% | ||
| 18 | AMERICAN INTERNATIONAL GROUP, INC. | 11,700 | 232,947 | 0.38% | ||
| 19 | Winslow, Evans & Crocker, Inc. | 9,770 | 194,521 | 0.32% | ||
| 20 | B. Riley Wealth Advisors, Inc. | 3,677 | 73,000 | 0.12% | ||
| 21 | MSI Financial Services Inc | 3,420 | 68,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.