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HIGHLAND FDS I
HIGHLAND FDS I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 21 Institutional holders with a total value of $61,331,468.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HIGHLAND CAPITAL MANAGEMENT LP 1,150,000 22,897,000 37.33%
2 MORGAN STANLEY 479,697 9,551,000 15.57%
3 HighTower Advisors, LLC 453,455 9,028,000 14.72%
4 Cetera Advisors LLC 128,885 2,575,000 4.20%
5 DEUTSCHE BANK AG\ 123,614 2,461,000 4.01%
6 LPL Financial LLC 108,946 2,169,000 3.54%
7 Jefferies Group LLC 106,070 2,112,000 3.44%
8 RAYMOND JAMES & ASSOCIATES 105,112 2,093,000 3.41%
9 TD ASSET MANAGEMENT INC 98,700 1,965,000 3.20%
10 ROYAL BANK OF CANADA 63,183 1,258,000 2.05%
11 Independent Portfolio Consultants, Inc. 56,310 1,121,000 1.83%
12 Virtu KCG Holdings LLC 44,986 896,000 1.46%
13 Hillsdale Investment Management Inc. 34,000 677,000 1.10%
14 AMERIPRISE FINANCIAL INC 33,311 663,000 1.08%
15 KLINGENSTEIN FIELDS & CO LP 25,400 506,000 0.83%
16 GUGGENHEIM CAPITAL LLC 24,745 493,000 0.80%
17 JANE STREET GROUP, LLC 14,972 298,000 0.49%
18 AMERICAN INTERNATIONAL GROUP, INC. 11,700 232,947 0.38%
19 Winslow, Evans & Crocker, Inc. 9,770 194,521 0.32%
20 B. Riley Wealth Advisors, Inc. 3,677 73,000 0.12%
21 MSI Financial Services Inc 3,420 68,000 0.11%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.