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HIGHLAND FDS I
HIGHLAND FDS I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 33 Institutional holders with a total value of $297,535,195.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Charles Schwab Investment Advisory, Inc. 9,198,514 169,069,000 56.82%
2 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 4,314,867 79,307,000 26.65%
3 Morningstar Investment Services LLC 595,635 10,954,000 3.68%
4 JANE STREET GROUP, LLC 491,854 9,040,000 3.04%
5 GUGGENHEIM CAPITAL LLC 344,627 6,334,000 2.13%
6 HIGHLAND CAPITAL MANAGEMENT LP 283,140 5,204,000 1.75%
7 VSR Financial Services, Inc. 243,778 4,481,000 1.51%
8 LPL Financial LLC 169,315 3,120,000 1.05%
9 RAYMOND JAMES & ASSOCIATES 136,090 2,501,000 0.84%
10 MORGAN STANLEY 133,422 2,452,000 0.82%
11 TD ASSET MANAGEMENT INC 70,400 1,294,000 0.43%
12 Cetera Advisors LLC 52,626 968,000 0.33%
13 ENVESTNET ASSET MANAGEMENT INC 27,256 501,000 0.17%
14 NWAM LLC 22,000 404,000 0.14%
15 Brookstone Capital Management 20,709 381,000 0.13%
16 Sigma Planning Corp 13,118 241,000 0.08%
17 Creative Planning 11,393 209,000 0.07%
18 HighTower Advisors, LLC 11,213 206,000 0.07%
19 CITADEL ADVISORS LLC 11,138 205,000 0.07%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,798 198,000 0.07%
21 Winslow, Evans & Crocker, Inc. 8,800 161,744 0.05%
22 Advisory Services Network, LLC 7,282 134,000 0.05%
23 IFP ADVISORS, INC 5,248 96,000 0.03%
24 ROYAL BANK OF CANADA 1,850 34,000 0.01%
25 UBS Group AG 915 17,000 0.01%
26 Transamerica Financial Advisors, LLC 416 8,000 0.00%
27 WELLS FARGO & COMPANY/MN 380 7,000 0.00%
28 WEALTHPLAN PARTNERS, LLC 439 2,451 0.00%
29 PNC FINANCIAL SERVICES GROUP, INC. 84 2,000 0.00%
30 MSI Financial Services Inc 90 2,000 0.00%
31 Tortoise Investment Management, LLC 57 1,000 0.00%
32 BANK OF AMERICA CORP /DE/ 67 1,000 0.00%
33 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.