| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Charles Schwab Investment Advisory, Inc. | 1,971,073 | 39,283,000 | 39.93% | ||
| 2 | HIGHLAND CAPITAL MANAGEMENT LP | 1,187,383 | 23,665,000 | 24.05% | ||
| 3 | HighTower Advisors, LLC | 461,697 | 9,202,000 | 9.35% | ||
| 4 | MORGAN STANLEY | 390,984 | 7,793,000 | 7.92% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 132,756 | 2,646,000 | 2.69% | ||
| 6 | Cetera Advisors LLC | 124,070 | 2,480,000 | 2.52% | ||
| 7 | LPL Financial LLC | 113,390 | 2,260,000 | 2.30% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 111,998 | 2,232,000 | 2.27% | ||
| 9 | TD ASSET MANAGEMENT INC | 88,700 | 1,768,000 | 1.80% | ||
| 10 | AMERIPRISE FINANCIAL INC | 88,648 | 1,767,000 | 1.80% | ||
| 11 | Independent Portfolio Consultants, Inc. | 57,830 | 1,153,000 | 1.17% | ||
| 12 | Bluefin Trading, LLC | 48,831 | 1,000,000 | 1.02% | ||
| 13 | Hillsdale Investment Management Inc. | 40,350 | 804,000 | 0.82% | ||
| 14 | Virtu KCG Holdings LLC | 33,590 | 669,000 | 0.68% | ||
| 15 | AMERICAN INTERNATIONAL GROUP, INC. | 23,312 | 464,600 | 0.47% | ||
| 16 | KLINGENSTEIN FIELDS & CO LP | 21,875 | 436,000 | 0.44% | ||
| 17 | Jefferies Group LLC | 15,176 | 302,000 | 0.31% | ||
| 18 | Winslow, Evans & Crocker, Inc. | 10,446 | 208,189 | 0.21% | ||
| 19 | UBS AG | 5,544 | 110,000 | 0.11% | ||
| 20 | B. Riley Wealth Advisors, Inc. | 2,190 | 43,645 | 0.04% | ||
| 21 | MSI Financial Services Inc | 1,920 | 38,000 | 0.04% | ||
| 22 | ROYAL BANK OF CANADA | 1,850 | 37,000 | 0.04% | ||
| 23 | DEUTSCHE BANK AG\ | 1,300 | 25,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
