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HIGHLAND FDS I
HIGHLAND FDS I. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 64 Institutional holders with a total value of $395,842,238.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 9,377,953 172,461,000 43.57%
2 MORGAN STANLEY 2,470,553 45,434,000 11.48%
3 Morningstar Investment Services LLC 2,129,194 39,156,000 9.89%
4 JPMORGAN CHASE & CO 2,000,000 36,800,000 9.30%
5 WELLS FARGO & COMPANY/MN 1,932,921 35,547,000 8.98%
6 ALPS ADVISORS INC 828,331 15,241,000 3.85%
7 LPL Financial LLC 488,291 8,980,000 2.27%
8 GUGGENHEIM CAPITAL LLC 308,144 5,670,000 1.43%
9 DEARBORN CAPITAL MANAGEMENT LLC 301,925 5,555,000 1.40%
10 JANE STREET GROUP, LLC 226,879 4,172,000 1.05%
11 Hillsdale Investment Management Inc. 131,800 2,424,000 0.61%
12 GILBERT & COOK, INC. 126,085 2,319,000 0.59%
13 AMERIPRISE FINANCIAL INC 123,558 2,272,000 0.57%
14 ENVESTNET ASSET MANAGEMENT INC 116,185 2,137,000 0.54%
15 OppenheimerFunds, Inc. 111,516 2,052,000 0.52%
16 RAYMOND JAMES & ASSOCIATES 75,385 1,386,000 0.35%
17 Pinnacle Advisory Group, Inc. 68,378 1,257,000 0.32%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 68,216 1,255,000 0.32%
19 FIRST TRUST ADVISORS LP 68,111 1,253,000 0.32%
20 BENJAMIN F. EDWARDS & COMPANY, INC. 60,627 1,115,000 0.28%
21 RFG Advisory, LLC 48,739 903,000 0.23%
22 FIRST FOUNDATION ADVISORS 45,996 846,000 0.21%
23 Cambridge Investment Research Advisors, Inc. 32,721 602,000 0.15%
24 STIFEL FINANCIAL CORP 28,644 527,000 0.13%
25 Virtu KCG Holdings LLC 26,930 495,000 0.13%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 26,184 482,000 0.12%
27 CITIZENS FINANCIAL GROUP INC/DE 24,739 455,000 0.11%
28 Cetera Advisors LLC 24,652 452,000 0.11%
29 CETERA INVESTMENT ADVISERS 24,652 452,000 0.11%
30 CONTINUUM ADVISORY, LLC 22,765 419,000 0.11%
31 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 21,500 395,000 0.10%
32 Private Advisor Group, LLC 17,011 314,000 0.08%
33 CITADEL ADVISORS LLC 16,513 304,000 0.08%
34 Sigma Planning Corp 16,148 297,000 0.08%
35 IFP ADVISORS, INC 16,058 295,000 0.07%
36 NWAM LLC 16,025 295,000 0.07%
37 First Allied Advisory Services, Inc. 15,029 277,000 0.07%
38 ROYAL BANK OF CANADA 14,677 270,000 0.07%
39 FDx Advisors, Inc. 13,925 256,000 0.06%
40 Commonwealth Equity Services, Inc 10,316 190,000 0.05%
41 Winslow, Evans & Crocker, Inc. 8,800 161,832 0.04%
42 MANUFACTURERS LIFE INSURANCE COMPANY, THE 6,672 123,000 0.03%
43 Creative Planning 5,271 97,000 0.02%
44 BANK OF AMERICA CORP /DE/ 5,158 95,000 0.02%
45 ADVISOR GROUP, INC. 4,566 84,000 0.02%
46 GLOBAL RETIREMENT PARTNERS, LLC 2,440 45,000 0.01%
47 NEXT Financial Group, Inc 2,403 44,000 0.01%
48 FIRST MANHATTAN CO. LLC. 2,256 41,000 0.01%
49 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 1,325 24,000 0.01%
50 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 1,191 22,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.