| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 895,003 | 12,351,000 | 15.38% | ||
| 2 | Advisors Asset Management, Inc. | 518,555 | 7,156,000 | 8.91% | ||
| 3 | SIT INVESTMENT ASSOCIATES INC | 492,033 | 6,790,000 | 8.45% | ||
| 4 | WELLS FARGO & COMPANY/MN | 434,697 | 5,998,000 | 7.47% | ||
| 5 | MORGAN STANLEY | 340,847 | 4,703,000 | 5.86% | ||
| 6 | COTTAGE STREET ADVISORS LLC | 300,455 | 4,146,000 | 5.16% | ||
| 7 | UBS Group AG | 275,978 | 3,808,000 | 4.74% | ||
| 8 | Karpus Management, Inc. | 231,405 | 3,193,000 | 3.98% | ||
| 9 | LPL Financial LLC | 235,874 | 3,184,000 | 3.96% | ||
| 10 | STIFEL FINANCIAL CORP | 188,324 | 2,606,000 | 3.24% | ||
| 11 | VAN ECK ASSOCIATES CORP | 166,064 | 2,292,000 | 2.85% | ||
| 12 | Fiera Capital Corp | 145,962 | 2,014,000 | 2.51% | ||
| 13 | JFS WEALTH ADVISORS, LLC | 144,154 | 1,989,000 | 2.48% | ||
| 14 | Tradewinds Capital Management, LLC | 119,126 | 1,644,000 | 2.05% | ||
| 15 | Cambridge Investment Research Advisors, Inc. | 102,371 | 1,413,000 | 1.76% | ||
| 16 | MACKAY SHIELDS LLC | 99,857 | 1,378,000 | 1.72% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 99,606 | 1,374,000 | 1.71% | ||
| 18 | ROYAL BANK OF CANADA | 99,476 | 1,373,000 | 1.71% | ||
| 19 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 89,002 | 1,228,000 | 1.53% | ||
| 20 | FIRST FOUNDATION ADVISORS | 82,001 | 1,132,000 | 1.41% | ||
| 21 | Cetera Advisor Networks LLC | 56,113 | 774,000 | 0.96% | ||
| 22 | BAIRD FINANCIAL GROUP, INC. | 53,071 | 732,000 | 0.91% | ||
| 23 | Capital Investment Advisors, LLC | 43,721 | 603,000 | 0.75% | ||
| 24 | PNC FINANCIAL SERVICES GROUP, INC. | 38,491 | 531,000 | 0.66% | ||
| 25 | PROFICIO CAPITAL PARTNERS LLC | 37,341 | 515,000 | 0.64% | ||
| 26 | FIRST TRUST ADVISORS LP | 35,616 | 492,000 | 0.61% | ||
| 27 | ASHFORD CAPITAL MANAGEMENT INC | 34,367 | 474,000 | 0.59% | ||
| 28 | Nuveen Asset Management, LLC | 32,524 | 449,000 | 0.56% | ||
| 29 | West Family Investments, Inc. | 30,674 | 423,000 | 0.53% | ||
| 30 | Virtu KCG Holdings LLC | 29,739 | 410,000 | 0.51% | ||
| 31 | M&R CAPITAL MANAGEMENT INC | 28,920 | 399,000 | 0.50% | ||
| 32 | Commonwealth Equity Services, Inc | 25,766 | 356,000 | 0.44% | ||
| 33 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 24,016 | 332,000 | 0.41% | ||
| 34 | BB&T SECURITIES, LLC | 20,600 | 284,000 | 0.35% | ||
| 35 | JPMORGAN CHASE & CO | 20,000 | 276,000 | 0.34% | ||
| 36 | IFP ADVISORS, INC | 19,460 | 269,000 | 0.33% | ||
| 37 | RAYMOND JAMES TRUST N.A. | 17,498 | 242,000 | 0.30% | ||
| 38 | OTA Financial Group L.P. | 17,076 | 235,000 | 0.29% | ||
| 39 | Horizon Kinetics LLC | 16,970 | 234,000 | 0.29% | ||
| 40 | US BANCORP \DE\ | 16,548 | 228,000 | 0.28% | ||
| 41 | Raymond James Financial Services Advisors, Inc. | 16,361 | 226,000 | 0.28% | ||
| 42 | INTERNATIONAL ASSETS HOLDING CORP | 15,799 | 218,000 | 0.27% | ||
| 43 | Sandy Spring Bank | 14,698 | 203,000 | 0.25% | ||
| 44 | RAYMOND JAMES & ASSOCIATES | 14,209 | 196,000 | 0.24% | ||
| 45 | OPPENHEIMER & CO INC | 13,000 | 179,000 | 0.22% | ||
| 46 | Lehman Financial Resources, Inc. | 12,504 | 172,000 | 0.21% | ||
| 47 | BANK OF HAWAII | 11,124 | 154,000 | 0.19% | ||
| 48 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 10,711 | 148,000 | 0.18% | ||
| 49 | Creative Planning | 10,744 | 148,000 | 0.18% | ||
| 50 | WealthTrust Axiom LLC | 10,615 | 146,000 | 0.18% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
