| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,289,720 | 35,919,000 | 21.45% | ||
| 2 | MORGAN STANLEY | 804,744 | 22,412,000 | 13.38% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 668,528 | 18,617,000 | 11.12% | ||
| 4 | SUN LIFE FINANCIAL INC | 600,000 | 15,918,000 | 9.50% | ||
| 5 | UBS Group AG | 449,577 | 12,521,000 | 7.48% | ||
| 6 | Invesco Ltd. | 289,347 | 8,058,000 | 4.81% | ||
| 7 | WELLS FARGO & COMPANY/MN | 273,835 | 7,626,000 | 4.55% | ||
| 8 | COHEN & STEERS, INC. | 265,274 | 7,388,000 | 4.41% | ||
| 9 | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | 189,535 | 5,279,000 | 3.15% | ||
| 10 | LPL Financial LLC | 143,572 | 3,998,000 | 2.39% | ||
| 11 | ROYAL BANK OF CANADA | 121,107 | 3,373,000 | 2.01% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 98,647 | 2,748,000 | 1.64% | ||
| 13 | FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX | 82,586 | 2,300,000 | 1.37% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 80,376 | 2,238,000 | 1.34% | ||
| 15 | WEDBUSH SECURITIES INC | 68,171 | 1,899,000 | 1.13% | ||
| 16 | NTV ASSET MANAGEMENT LLC | 66,717 | 1,858,000 | 1.11% | ||
| 17 | CARRET ASSET MANAGEMENT, LLC | 66,300 | 1,846,000 | 1.10% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 36,859 | 1,026,000 | 0.61% | ||
| 19 | Commonwealth Equity Services, Inc | 35,259 | 982,000 | 0.59% | ||
| 20 | Northeast Financial Consultants Inc | 31,075 | 865,000 | 0.52% | ||
| 21 | BROWN ADVISORY INC | 30,715 | 855,000 | 0.51% | ||
| 22 | Robert W. Baird & Co. Inc | 24,975 | 695,000 | 0.41% | ||
| 23 | LVW Advisors, LLC | 24,963 | 695,000 | 0.41% | ||
| 24 | Atria Investments, Inc | 24,783 | 690,000 | 0.41% | ||
| 25 | Janney Montgomery Scott LLC | 23,558 | 656,090 | 0.39% | ||
| 26 | BLAIR WILLIAM & CO/IL | 22,125 | 616,000 | 0.37% | ||
| 27 | KEYBANK NATIONAL ASSOCIATION/OH | 21,871 | 609,000 | 0.36% | ||
| 28 | STIFEL FINANCIAL CORP | 16,280 | 454,000 | 0.27% | ||
| 29 | NORTHERN TRUST CORP | 15,463 | 431,000 | 0.26% | ||
| 30 | BEESE FULMER INVESTMENT MANAGEMENT, INC. | 13,610 | 379,000 | 0.23% | ||
| 31 | D.A. DAVIDSON & CO. | 12,933 | 360,000 | 0.21% | ||
| 32 | DAVENPORT & Co LLC | 12,540 | 349,239 | 0.21% | ||
| 33 | Bank of New York Mellon Corp | 11,677 | 325,000 | 0.19% | ||
| 34 | WILLIAM HARRIS INVESTORS INC | 11,600 | 323,000 | 0.19% | ||
| 35 | AMERICAN INTERNATIONAL GROUP, INC. | 10,710 | 298,274 | 0.18% | ||
| 36 | HighTower Advisors, LLC | 10,296 | 287,000 | 0.17% | ||
| 37 | PNC FINANCIAL SERVICES GROUP, INC. | 10,200 | 284,000 | 0.17% | ||
| 38 | DEUTSCHE BANK AG\ | 8,900 | 247,000 | 0.15% | ||
| 39 | Neuberger Berman Group LLC | 8,530 | 237,000 | 0.14% | ||
| 40 | First Allied Advisory Services, Inc. | 8,305 | 231,000 | 0.14% | ||
| 41 | BNP PARIBAS FINANCIAL MARKETS | 8,292 | 230,932 | 0.14% | ||
| 42 | EVERETT HARRIS & CO /CA/ | 8,026 | 224,000 | 0.13% | ||
| 43 | WFG Advisors, LP | 7,690 | 214,000 | 0.13% | ||
| 44 | Fusion Investment Group, LLC | 5,836 | 163,000 | 0.10% | ||
| 45 | TCI Wealth Advisors, Inc. | 3,175 | 88,000 | 0.05% | ||
| 46 | Brick & Kyle, Associates | 2,600 | 72,000 | 0.04% | ||
| 47 | CITIGROUP INC | 2,111 | 59,000 | 0.04% | ||
| 48 | NewSquare Capital LLC | 2,108 | 59,000 | 0.04% | ||
| 49 | Johnson Financial Group, Inc. | 2,000 | 56,000 | 0.03% | ||
| 50 | Creative Planning | 1,660 | 46,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
