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KAYNE ANDERSON ENRGY TTL RT FD
KAYNE ANDERSON ENRGY TTL RT FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 67 Institutional holders with a total value of $124,648,997.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Atria Investments, Inc 506 38,712,000 31.06%
2 Advisors Asset Management, Inc. 1,466,028 19,176,000 15.38%
3 SUN LIFE FINANCIAL INC 600,000 15,617,000 12.53%
4 MORGAN STANLEY 748,155 9,786,000 7.85%
5 GUGGENHEIM CAPITAL LLC 498,158 6,517,000 5.23%
6 UBS Group AG 366,502 4,794,000 3.85%
7 COHEN & STEERS, INC. 311,853 4,079,000 3.27%
8 WELLS FARGO & COMPANY/MN 291,186 3,809,000 3.06%
9 Invesco Ltd. 263,274 3,444,000 2.76%
10 RAYMOND JAMES & ASSOCIATES 151,665 1,984,000 1.59%
11 ROYAL BANK OF CANADA 147,239 1,926,000 1.55%
12 LPL Financial LLC 114,262 1,593,000 1.28%
13 Alpine Global Management, LLC 121,435 1,588,000 1.27%
14 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 90,074 1,178,000 0.95%
15 CARRET ASSET MANAGEMENT, LLC 86,850 1,136,000 0.91%
16 WEDBUSH SECURITIES INC 80,164 1,049,000 0.84%
17 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 67,994 889,000 0.71%
18 BANK OF AMERICA CORP /DE/ 65,358 855,000 0.69%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 42,224 554,000 0.44%
20 Coe Capital Management, LLC 30,000 392,400 0.31%
21 Raymond James Financial Services Advisors, Inc. 29,054 380,000 0.30%
22 POINTE CAPITAL MANAGEMENT LLC 26,373 345,000 0.28%
23 Commonwealth Equity Services, Inc 26,320 344,000 0.28%
24 HighTower Advisors, LLC 25,253 330,000 0.26%
25 Janney Montgomery Scott LLC 24,145 316,000 0.25%
26 CLOUGH CAPITAL PARTNERS L P 23,300 305,000 0.24%
27 NTV ASSET MANAGEMENT LLC 22,500 294,000 0.24%
28 BLAIR WILLIAM & CO/IL 22,125 289,000 0.23%
29 BAIRD FINANCIAL GROUP, INC. 21,641 283,000 0.23%
30 Northeast Financial Consultants Inc 21,500 281,000 0.23%
31 KEYBANK NATIONAL ASSOCIATION/OH 20,400 267,000 0.21%
32 BROWN ADVISORY INC 16,335 214,000 0.17%
33 WOLVERINE ASSET MANAGEMENT LLC 15,776 206,000 0.17%
34 OPPENHEIMER & CO INC 14,540 190,000 0.15%
35 STIFEL FINANCIAL CORP 12,765 167,000 0.13%
36 BEESE FULMER INVESTMENT MANAGEMENT, INC. 12,610 165,000 0.13%
37 Carnick & Kubik, LLC 8,300 156,787 0.13%
38 Bank of New York Mellon Corp 11,177 146,000 0.12%
39 JANE STREET GROUP, LLC 10,729 140,000 0.11%
40 Covington Capital Management 10,000 131,000 0.11%
41 DEUTSCHE BANK AG\ 8,900 116,000 0.09%
42 PNC FINANCIAL SERVICES GROUP, INC. 7,234 95,000 0.08%
43 WFG Advisors, LP 3,750 49,000 0.04%
44 D.A. DAVIDSON & CO. 3,813 49,000 0.04%
45 Sandy Spring Bank 3,500 46,000 0.04%
46 TCI Wealth Advisors, Inc. 3,175 42,000 0.03%
47 Johnson Financial Group, Inc. 2,000 26,000 0.02%
48 Brick & Kyle, Associates 1,850 24,000 0.02%
49 Creative Planning 1,860 24,000 0.02%
50 US BANCORP \DE\ 1,500 20,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.