| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,519,416 | 32,105,000 | 24.13% | ||
| 2 | SUN LIFE FINANCIAL INC | 600,000 | 15,708,000 | 11.80% | ||
| 3 | MORGAN STANLEY | 647,891 | 13,690,000 | 10.29% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 591,931 | 12,506,000 | 9.40% | ||
| 5 | UBS Group AG | 473,695 | 10,009,000 | 7.52% | ||
| 6 | COHEN & STEERS, INC. | 309,289 | 6,535,000 | 4.91% | ||
| 7 | WELLS FARGO & COMPANY/MN | 278,994 | 5,896,000 | 4.43% | ||
| 8 | Invesco Ltd. | 276,790 | 5,849,000 | 4.40% | ||
| 9 | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | 168,877 | 3,568,000 | 2.68% | ||
| 10 | ROYAL BANK OF CANADA | 148,543 | 3,139,000 | 2.36% | ||
| 11 | LPL Financial LLC | 137,200 | 2,788,000 | 2.10% | ||
| 12 | Alpine Global Management, LLC | 91,746 | 1,939,000 | 1.46% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 89,285 | 1,887,000 | 1.42% | ||
| 14 | FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX | 79,243 | 1,674,000 | 1.26% | ||
| 15 | WEDBUSH SECURITIES INC | 77,015 | 1,627,000 | 1.22% | ||
| 16 | CARRET ASSET MANAGEMENT, LLC | 75,900 | 1,604,000 | 1.21% | ||
| 17 | RAYMOND JAMES & ASSOCIATES | 71,835 | 1,518,000 | 1.14% | ||
| 18 | WOLVERINE ASSET MANAGEMENT LLC | 51,227 | 1,082,000 | 0.81% | ||
| 19 | Janney Montgomery Scott LLC | 35,559 | 751,362 | 0.56% | ||
| 20 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 35,067 | 742,000 | 0.56% | ||
| 21 | Commonwealth Equity Services, Inc | 31,717 | 670,000 | 0.50% | ||
| 22 | Northeast Financial Consultants Inc | 31,500 | 666,000 | 0.50% | ||
| 23 | Atria Investments, Inc | 31,097 | 657,000 | 0.49% | ||
| 24 | BROWN ADVISORY INC | 27,715 | 586,000 | 0.44% | ||
| 25 | POINTE CAPITAL MANAGEMENT LLC | 26,373 | 557,000 | 0.42% | ||
| 26 | NTV ASSET MANAGEMENT LLC | 24,554 | 518,000 | 0.39% | ||
| 27 | BAIRD FINANCIAL GROUP, INC. | 24,535 | 518,000 | 0.39% | ||
| 28 | BLAIR WILLIAM & CO/IL | 22,125 | 468,000 | 0.35% | ||
| 29 | KEYBANK NATIONAL ASSOCIATION/OH | 21,871 | 462,000 | 0.35% | ||
| 30 | NORTHERN TRUST CORP | 14,713 | 311,000 | 0.23% | ||
| 31 | BEESE FULMER INVESTMENT MANAGEMENT, INC. | 13,610 | 288,000 | 0.22% | ||
| 32 | Bank of New York Mellon Corp | 11,924 | 252,000 | 0.19% | ||
| 33 | DAVENPORT & Co LLC | 11,515 | 243,311 | 0.18% | ||
| 34 | First Allied Advisory Services, Inc. | 10,836 | 226,000 | 0.17% | ||
| 35 | STIFEL FINANCIAL CORP | 10,445 | 221,000 | 0.17% | ||
| 36 | PNC FINANCIAL SERVICES GROUP, INC. | 10,200 | 216,000 | 0.16% | ||
| 37 | OPPENHEIMER & CO INC | 10,060 | 213,000 | 0.16% | ||
| 38 | Covington Capital Management | 10,000 | 211,000 | 0.16% | ||
| 39 | CLOUGH CAPITAL PARTNERS L P | 9,600 | 203,000 | 0.15% | ||
| 40 | DEUTSCHE BANK AG\ | 8,900 | 188,000 | 0.14% | ||
| 41 | D.A. DAVIDSON & CO. | 4,037 | 85,000 | 0.06% | ||
| 42 | WFG Advisors, LP | 3,750 | 79,000 | 0.06% | ||
| 43 | Sandy Spring Bank | 3,500 | 74,000 | 0.06% | ||
| 44 | TCI Wealth Advisors, Inc. | 3,175 | 67,000 | 0.05% | ||
| 45 | Brick & Kyle, Associates | 2,600 | 55,000 | 0.04% | ||
| 46 | NewSquare Capital LLC | 2,108 | 45,000 | 0.03% | ||
| 47 | Johnson Financial Group, Inc. | 2,000 | 42,000 | 0.03% | ||
| 48 | Gemmer Asset Management LLC | 1,550 | 33,000 | 0.02% | SH | |
| 49 | US BANCORP \DE\ | 1,500 | 32,000 | 0.02% | ||
| 50 | CITIGROUP INC | 1,359 | 29,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
