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KAYNE ANDERSON ENRGY TTL RT FD
KAYNE ANDERSON ENRGY TTL RT FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 54 Institutional holders with a total value of $46,353,839.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 1,480,221 12,049,000 25.99%
2 MORGAN STANLEY 643,606 5,239,000 11.30%
3 WELLS FARGO & COMPANY/MN 316,787 2,579,000 5.56%
4 GUGGENHEIM CAPITAL LLC 312,277 2,541,000 5.48%
5 UBS Group AG 307,885 2,506,000 5.41%
6 GFS Advisors, LLC 19,430 2,387,000 5.15%
7 USCA RIA LLC 19,430 2,387,000 5.15%
8 LPL Financial LLC 303,697 2,232,000 4.82%
9 ROYAL BANK OF CANADA 266,621 2,170,000 4.68%
10 COHEN & STEERS, INC. 263,168 2,142,000 4.62%
11 Camelot Portfolios, LLC 260,525 2,121,000 4.58%
12 Invesco Ltd. 248,824 2,025,000 4.37%
13 Raymond James Financial Services Advisors, Inc. 85,695 698,000 1.51%
14 Atria Investments, Inc 75,514 615,000 1.33%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 71,836 584,000 1.26%
16 RAYMOND JAMES & ASSOCIATES 66,715 543,000 1.17%
17 BANK OF AMERICA CORP /DE/ 60,076 489,000 1.05%
18 Commonwealth Equity Services, Inc 51,093 416,000 0.90%
19 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 37,564 306,000 0.66%
20 STIFEL FINANCIAL CORP 32,868 268,000 0.58%
21 TFS CAPITAL LLC 27,326 222,000 0.48%
22 LLBH PRIVATE WEALTH MANAGEMENT, LLC 25,970 211,000 0.46%
23 POINTE CAPITAL MANAGEMENT LLC 25,653 209,000 0.45%
24 HighTower Advisors, LLC 24,729 201,000 0.43%
25 KEYBANK NATIONAL ASSOCIATION/OH 20,800 169,000 0.36%
26 CARRET ASSET MANAGEMENT, LLC 19,800 161,000 0.35%
27 J.P. Morgan Private Wealth Advisors LLC 15,000 122,000 0.26%
28 IFP ADVISORS, INC 14,057 114,000 0.25%
29 Janney Montgomery Scott LLC 13,293 108,000 0.23%
30 WEDBUSH SECURITIES INC 12,512 102,000 0.22%
31 OPPENHEIMER & CO INC 12,405 101,000 0.22%
32 MOSAIC FAMILY WEALTH, LLC 9,531 77,000 0.17%
33 DEUTSCHE BANK AG\ 6,000 48,000 0.10%
34 PNC FINANCIAL SERVICES GROUP, INC. 5,249 42,000 0.09%
35 WFG Advisors, LP 3,750 31,000 0.07%
36 INTEGRATED INVESTMENT CONSULTANTS, LLC 2,700 21,000 0.05%
37 Brick & Kyle, Associates 1,850 15,000 0.03%
38 Gemmer Asset Management LLC 1,550 12,000 0.03%
39 US BANCORP \DE\ 1,500 12,000 0.03%
40 AMERICAN INTERNATIONAL GROUP, INC. 1,323 11,000 0.02%
41 FineMark National Bank & Trust 1,096 9,000 0.02%
42 D.A. DAVIDSON & CO. 1,216 9,000 0.02%
43 Creative Planning 925 8,000 0.02%
44 CITIGROUP INC 929 7,000 0.02%
45 SUN LIFE FINANCIAL INC 266,666 6,839 0.01%
46 MSI Financial Services Inc 604 5,000 0.01%
47 TRUST CO OF VERMONT 600 5,000 0.01%
48 Klingman & Associates, LLC 500 4,000 0.01%
49 GUPTA WEALTH MANAGEMENT LLC 499 4,000 0.01%
50 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 550 4,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.