| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 185,445 | 1,845,000 | 51.58% | ||
| 2 | Creative Planning | 36,943 | 368,000 | 10.29% | ||
| 3 | RAYMOND JAMES & ASSOCIATES | 29,698 | 295,000 | 8.25% | ||
| 4 | Aviance Capital Partners, LLC | 28,825 | 287,000 | 8.02% | ||
| 5 | First Allied Advisory Services, Inc. | 17,000 | 169,000 | 4.73% | ||
| 6 | WELLS FARGO & COMPANY/MN | 12,833 | 128,000 | 3.58% | ||
| 7 | LPL Financial LLC | 11,905 | 118,000 | 3.30% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 11,560 | 115,000 | 3.22% | ||
| 9 | AMERIPRISE FINANCIAL INC | 6,471 | 64,000 | 1.79% | ||
| 10 | AMERICAN INTERNATIONAL GROUP, INC. | 6,000 | 59,700 | 1.67% | ||
| 11 | FIFTH THIRD BANCORP | 5,580 | 56,000 | 1.57% | ||
| 12 | MORGAN STANLEY | 4,535 | 45,000 | 1.26% | ||
| 13 | Pinnacle Summer Investments, Inc. | 1,534 | 15,000 | 0.42% | ||
| 14 | CITIGROUP INC | 787 | 8,000 | 0.22% | ||
| 15 | D.A. DAVIDSON & CO. | 389 | 3,000 | 0.08% | ||
| 16 | Tower Research Capital LLC (TRC) | 51 | 1,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
