| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 144,564 | 1,162,000 | 30.58% | ||
| 2 | WOLVERINE ASSET MANAGEMENT LLC | 67,112 | 539,000 | 14.18% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 60,609 | 487,000 | 12.81% | ||
| 4 | CORNERSTONE ADVISORS INC | 57,952 | 466,000 | 12.26% | ||
| 5 | Aviance Capital Partners, LLC | 29,100 | 234,000 | 6.16% | ||
| 6 | MORGAN STANLEY | 25,804 | 207,000 | 5.45% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 17,685 | 142,000 | 3.74% | ||
| 8 | First Allied Advisory Services, Inc. | 17,000 | 137,000 | 3.61% | ||
| 9 | Shaker Financial Services, LLC | 16,000 | 129,000 | 3.39% | ||
| 10 | LPL Financial LLC | 13,960 | 111,000 | 2.92% | ||
| 11 | WELLS FARGO & COMPANY/MN | 10,751 | 86,000 | 2.26% | ||
| 12 | AMERICAN INTERNATIONAL GROUP, INC. | 6,000 | 48,240 | 1.27% | ||
| 13 | Creative Planning | 3,488 | 28,000 | 0.74% | ||
| 14 | FIFTH THIRD BANCORP | 2,580 | 21,000 | 0.55% | ||
| 15 | Clean Yield Group | 435 | 3,000 | 0.08% | ||
| 16 | Blume Capital Management, Inc. | 52 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
