| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 180,959 | 1,683,000 | 44.59% | ||
| 2 | MORGAN STANLEY | 40,719 | 379,000 | 10.04% | ||
| 3 | Creative Planning | 36,943 | 344,000 | 9.11% | ||
| 4 | Aviance Capital Partners, LLC | 30,100 | 280,000 | 7.42% | ||
| 5 | RAYMOND JAMES & ASSOCIATES | 28,698 | 267,000 | 7.07% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 21,197 | 197,000 | 5.22% | ||
| 7 | First Allied Advisory Services, Inc. | 17,000 | 158,000 | 4.19% | ||
| 8 | LPL Financial LLC | 12,824 | 117,000 | 3.10% | ||
| 9 | WELLS FARGO & COMPANY/MN | 11,864 | 110,000 | 2.91% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 6,560 | 61,000 | 1.62% | ||
| 11 | AMERIPRISE FINANCIAL INC | 6,471 | 60,000 | 1.59% | ||
| 12 | AMERICAN INTERNATIONAL GROUP, INC. | 6,000 | 55,800 | 1.48% | ||
| 13 | FIFTH THIRD BANCORP | 2,580 | 24,000 | 0.64% | ||
| 14 | US BANCORP \DE\ | 2,265 | 21,000 | 0.56% | ||
| 15 | Pinnacle Summer Investments, Inc. | 1,534 | 14,000 | 0.37% | ||
| 16 | D.A. DAVIDSON & CO. | 397 | 3,000 | 0.08% | ||
| 17 | Ground Swell Capital, LLC | 64 | 1,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
