| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 139,393 | 1,127,000 | 31.01% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 57,945 | 468,000 | 12.88% | ||
| 3 | Virtu KCG Holdings LLC | 37,658 | 304,000 | 8.37% | ||
| 4 | Creative Planning | 36,943 | 298,000 | 8.20% | ||
| 5 | MORGAN STANLEY | 33,111 | 267,000 | 7.35% | ||
| 6 | DOLIVER ADVISORS, LP | 30,538 | 246,000 | 6.77% | ||
| 7 | Aviance Capital Partners, LLC | 30,100 | 243,000 | 6.69% | ||
| 8 | First Allied Advisory Services, Inc. | 17,000 | 137,000 | 3.77% | ||
| 9 | LPL Financial LLC | 13,156 | 106,000 | 2.92% | ||
| 10 | AMERICAN INTERNATIONAL GROUP, INC. | 12,000 | 96,960 | 2.67% | ||
| 11 | TFS CAPITAL LLC | 11,589 | 94,000 | 2.59% | ||
| 12 | WELLS FARGO & COMPANY/MN | 11,424 | 92,000 | 2.53% | ||
| 13 | WOLVERINE ASSET MANAGEMENT LLC | 9,466 | 76,000 | 2.09% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 6,560 | 53,000 | 1.46% | ||
| 15 | FIFTH THIRD BANCORP | 2,580 | 21,000 | 0.58% | ||
| 16 | NATIONAL PLANNING CORP | 400 | 3,120 | 0.09% | ||
| 17 | CITIGROUP INC | 195 | 2,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
