| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVENT CAPITAL MANAGEMENT /DE/ | 44,865,000 | 46,577,000 | 17.20% | PRN | |
| 2 | NORTHERN TRUST CORP | 445,000 | 38,633,000 | 14.27% | PRN | |
| 3 | Radcliffe Capital Management, L.P. | 32,685,000 | 33,911,000 | 12.52% | PRN | |
| 4 | SHENKMAN CAPITAL MANAGEMENT INC | 31,613,000 | 32,838,000 | 12.13% | PRN | |
| 5 | DEUTSCHE BANK AG\ | 14,343,000 | 14,827,000 | 5.48% | PRN | |
| 6 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 12,120,000 | 12,529,000 | 4.63% | ||
| 7 | EDMOND DE ROTHSCHILD HOLDING S.A. | 11,600,000 | 12,051,000 | 4.45% | PRN | |
| 8 | VICTORY CAPITAL MANAGEMENT INC | 11,654,672 | 12,048,000 | 4.45% | PRN | |
| 9 | RWC Asset Management LLP | 11,200,000 | 11,635,000 | 4.30% | PRN | |
| 10 | Calamos Advisors LLC | 9,667,000 | 10,041,000 | 3.71% | PRN | |
| 11 | DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTS BANK, FRANKFURT AM MAIN | 7,000,000 | 7,258,000 | 2.68% | PRN | |
| 12 | THRIVENT FINANCIAL FOR LUTHERANS | 7,000,000 | 7,236,000 | 2.67% | ||
| 13 | INCOME RESEARCH & MANAGEMENT | 5,286,000 | 5,464,000 | 2.02% | PRN | |
| 14 | ROYAL BANK OF CANADA | 3,978,000 | 4,112,000 | 1.52% | PRN | |
| 15 | JPMORGAN CHASE & CO | 3,771,000 | 3,917,000 | 1.45% | PRN | |
| 16 | BANK OF AMERICA CORP /DE/ | 3,150,000 | 3,256,000 | 1.20% | PRN | |
| 17 | Calamos Wealth Management LLC | 2,895,000 | 3,007,000 | 1.11% | PRN | |
| 18 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 2,850,000 | 2,955,000 | 1.09% | PRN | |
| 19 | EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC | 2,275,000 | 2,352,000 | 0.87% | PRN | |
| 20 | MORGAN STANLEY | 1,789,000 | 1,853,000 | 0.68% | PRN | |
| 21 | RAYMOND JAMES & ASSOCIATES | 1,450,000 | 1,499,000 | 0.55% | PRN | |
| 22 | Bank of New York Mellon Corp | 800,000 | 831,000 | 0.31% | ||
| 23 | WELLS FARGO & COMPANY/MN | 442,000 | 457,000 | 0.17% | PRN | |
| 24 | STEELHEAD PARTNERS LLC | 330,000 | 342,000 | 0.13% | PRN | |
| 25 | KEYBANK NATIONAL ASSOCIATION/OH | 260,000 | 269,000 | 0.10% | ||
| 26 | Lombard Odier Asset Management (Switzerland) SA | 200,000 | 208,000 | 0.08% | PRN | |
| 27 | BARCLAYS PLC | 187,000 | 193,000 | 0.07% | PRN | |
| 28 | BlackRock Fund Advisors | 87,000 | 90,000 | 0.03% | PRN | |
| 29 | PUTNAM INVESTMENTS LLC | 79,000 | 82,000 | 0.03% | ||
| 30 | Jefferies Group LLC | 55,000 | 57,000 | 0.02% | PRN | |
| 31 | Cambridge Investment Research Advisors, Inc. | 50,000 | 52,000 | 0.02% | ||
| 32 | Windsor Capital Management, LLC | 45,000 | 46,000 | 0.02% | ||
| 33 | M&T BANK CORP | 41,000 | 42,000 | 0.02% | PRN | |
| 34 | SSI INVESTMENT MANAGEMENT LLC | 31,000 | 32,000 | 0.01% | PRN | |
| 35 | LPL Financial LLC | 25,000 | 26,000 | 0.01% | PRN | |
| 36 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 24,000 | 25,000 | 0.01% | ||
| 37 | D.A. DAVIDSON & CO. | 15,000 | 15,000 | 0.01% | ||
| 38 | SOWELL FINANCIAL SERVICES LLC | 2,000 | 2,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
