| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVENT CAPITAL MANAGEMENT /DE/ | 57,700,000 | 58,313,000 | 20.42% | PRN | |
| 2 | Radcliffe Capital Management, L.P. | 37,685,000 | 38,186,000 | 13.37% | PRN | |
| 3 | NORTHERN TRUST CORP | 373,000 | 37,626,000 | 13.18% | PRN | |
| 4 | SHENKMAN CAPITAL MANAGEMENT INC | 28,383,000 | 28,773,000 | 10.08% | PRN | |
| 5 | STEELHEAD PARTNERS LLC | 16,863,000 | 17,095,000 | 5.99% | PRN | |
| 6 | EDMOND DE ROTHSCHILD ASSET MANAGEMENT (FRANCE) | 12,600,000 | 12,828,000 | 4.49% | PRN | |
| 7 | EDMOND DE ROTHSCHILD HOLDING S.A. | 12,600,000 | 12,828,000 | 4.49% | PRN | |
| 8 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 12,120,000 | 12,226,000 | 4.28% | ||
| 9 | MORGAN STANLEY | 11,110,000 | 11,228,000 | 3.93% | PRN | |
| 10 | RWC Asset Management LLP | 8,000,000 | 8,136,000 | 2.85% | PRN | |
| 11 | Calamos Advisors LLC | 7,775,000 | 7,907,000 | 2.77% | PRN | |
| 12 | VICTORY CAPITAL MANAGEMENT INC | 6,827,000 | 6,887,000 | 2.41% | PRN | |
| 13 | THRIVENT FINANCIAL FOR LUTHERANS | 5,500,000 | 5,576,000 | 1.95% | ||
| 14 | ROYAL BANK OF CANADA | 5,248,000 | 5,347,000 | 1.87% | PRN | |
| 15 | TD ASSET MANAGEMENT INC | 4,987,000 | 5,056,000 | 1.77% | ||
| 16 | Calamos Wealth Management LLC | 3,594,000 | 3,655,000 | 1.28% | PRN | |
| 17 | BANK OF AMERICA CORP /DE/ | 3,587,000 | 3,619,000 | 1.27% | PRN | |
| 18 | JPMORGAN CHASE & CO | 3,205,000 | 3,266,000 | 1.14% | PRN | |
| 19 | GOLDMAN SACHS GROUP INC | 2,233,000 | 2,253,000 | 0.79% | PRN | |
| 20 | DEUTSCHE BANK AG\ | 1,685,000 | 1,699,000 | 0.59% | PRN | |
| 21 | RAYMOND JAMES & ASSOCIATES | 1,250,000 | 1,261,000 | 0.44% | PRN | |
| 22 | WELLS FARGO & COMPANY/MN | 674,000 | 685,000 | 0.24% | PRN | |
| 23 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 350,000 | 353,000 | 0.12% | PRN | |
| 24 | PUTNAM INVESTMENTS LLC | 256,000 | 258,000 | 0.09% | ||
| 25 | SSI INVESTMENT MANAGEMENT LLC | 100,000 | 101,000 | 0.04% | PRN | |
| 26 | BlackRock Fund Advisors | 100,000 | 101,000 | 0.04% | PRN | |
| 27 | HBK Sorce Advisory LLC | 50,000 | 50,000 | 0.02% | ||
| 28 | Cambridge Investment Research Advisors, Inc. | 50,000 | 50,000 | 0.02% | ||
| 29 | M&T BANK CORP | 46,000 | 46,000 | 0.02% | PRN | |
| 30 | Windsor Capital Management, LLC | 45,000 | 45,000 | 0.02% | ||
| 31 | STIFEL FINANCIAL CORP | 41,359 | 41,000 | 0.01% | PRN | |
| 32 | BlackRock Investment Management, LLC | 22,000 | 22,000 | 0.01% | PRN | |
| 33 | D.A. DAVIDSON & CO. | 15,000 | 15,000 | 0.01% | ||
| 34 | TDAM USA INC. | 13,000 | 13,000 | 0.00% | ||
| 35 | Wellesley Asset Management | 2,347 | 2,368 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
