| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MARXE AUSTIN W & GREENHOUSE DAVID M | 2,208,368 | 3,297,000 | 47.89% | ||
| 2 | SABBY MANAGEMENT, LLC | 730,609 | 1,658,000 | 24.08% | ||
| 3 | Cormorant Asset Management, LP | 530,000 | 1,177,000 | 17.10% | ||
| 4 | SOPHROSYNE CAPITAL LLC | 175,000 | 389,000 | 5.65% | ||
| 5 | FMR LLC | 98,679 | 224,000 | 3.25% | ||
| 6 | BARD ASSOCIATES INC | 43,000 | 95,000 | 1.38% | ||
| 7 | Knoll Capital Management, LLC | 14,634 | 33,000 | 0.48% | ||
| 8 | UBS AG | 2,659 | 6,000 | 0.09% | ||
| 9 | MORGAN STANLEY | 2,569 | 6,000 | 0.09% | ||
| 10 | Tower Research Capital LLC (TRC) | 191 | 0 | 0.00% | ||
| 11 | US BANCORP \DE\ | 150 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.