| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AWM Investment Company, Inc. | 2,208,368 | 4,384,000 | 52.84% | ||
| 2 | SABBY MANAGEMENT, LLC | 647,930 | 2,015,000 | 24.29% | ||
| 3 | Cormorant Asset Management, LP | 530,000 | 1,648,000 | 19.86% | ||
| 4 | BARD ASSOCIATES INC | 43,000 | 134,000 | 1.62% | ||
| 5 | GOLDMAN SACHS GROUP INC | 23,806 | 74,000 | 0.89% | ||
| 6 | MORGAN STANLEY | 10,680 | 34,000 | 0.41% | ||
| 7 | Tower Research Capital LLC (TRC) | 811 | 3,000 | 0.04% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 905 | 3,000 | 0.04% | ||
| 9 | Sandy Spring Bank | 625 | 2,000 | 0.02% | ||
| 10 | AMERICAN INTERNATIONAL GROUP, INC. | 5 | 16 | 0.00% | ||
| 11 | US BANCORP \DE\ | 150 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
