| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AWM Investment Company, Inc. | 2,208,368 | 4,383,000 | 49.91% | ||
| 2 | SABBY MANAGEMENT, LLC | 619,632 | 1,915,000 | 21.81% | ||
| 3 | Cormorant Asset Management, LP | 530,000 | 1,638,000 | 18.65% | ||
| 4 | SOPHROSYNE CAPITAL LLC | 142,100 | 441,000 | 5.02% | ||
| 5 | GOLDMAN SACHS GROUP INC | 62,618 | 193,000 | 2.20% | ||
| 6 | BARD ASSOCIATES INC | 43,000 | 133,000 | 1.51% | ||
| 7 | Virtu KCG Holdings LLC | 14,269 | 44,000 | 0.50% | ||
| 8 | MORGAN STANLEY | 9,367 | 29,000 | 0.33% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 905 | 3,000 | 0.03% | ||
| 10 | Sandy Spring Bank | 625 | 2,000 | 0.02% | ||
| 11 | Tower Research Capital LLC (TRC) | 171 | 1,000 | 0.01% | ||
| 12 | AMERICAN INTERNATIONAL GROUP, INC. | 5 | 15 | 0.00% | ||
| 13 | CITIGROUP INC | 66 | 0 | 0.00% | ||
| 14 | US BANCORP \DE\ | 150 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
