| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AWM Investment Company, Inc. | 2,208,368 | 4,121,000 | 54.82% | ||
| 2 | SABBY MANAGEMENT, LLC | 570,380 | 1,643,000 | 21.85% | ||
| 3 | Cormorant Asset Management, LP | 530,000 | 1,526,000 | 20.30% | ||
| 4 | BARD ASSOCIATES INC | 43,000 | 124,000 | 1.65% | ||
| 5 | GOLDMAN SACHS GROUP INC | 27,382 | 79,000 | 1.05% | ||
| 6 | MORGAN STANLEY | 3,632 | 10,000 | 0.13% | ||
| 7 | Brookstone Capital Management | 2,001 | 6,000 | 0.08% | ||
| 8 | UBS Group AG | 1,427 | 4,000 | 0.05% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 905 | 3,000 | 0.04% | ||
| 10 | Sandy Spring Bank | 625 | 2,000 | 0.03% | ||
| 11 | AMERICAN INTERNATIONAL GROUP, INC. | 5 | 14 | 0.00% | ||
| 12 | Pine River Capital Management L.P. | 500,000 | 0 | 0.00% | ||
| 13 | US BANCORP \DE\ | 150 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
