| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | PVG Asset Management | 1,965,541 | 17,512,970 | 10.20% | ||
| 2 | Invesco Ltd. | 1,858,721 | 16,561,000 | 9.65% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,456,380 | 12,976,000 | 7.56% | ||
| 4 | AMERICAN FINANCIAL GROUP INC | 1,446,958 | 12,892,000 | 7.51% | ||
| 5 | UBS Group AG | 1,438,617 | 12,818,000 | 7.47% | ||
| 6 | Advisors Asset Management, Inc. | 1,181,515 | 10,527,000 | 6.13% | ||
| 7 | Hilton Capital Management, LLC | 889,102 | 7,922,000 | 4.61% | SH | |
| 8 | MORGAN STANLEY | 769,158 | 6,854,000 | 3.99% | ||
| 9 | ALLIANCEBERNSTEIN L.P. | 768,891 | 6,851,000 | 3.99% | ||
| 10 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 684,971 | 6,103,000 | 3.56% | ||
| 11 | Muzinich & Co., Inc. | 473,990 | 4,223,000 | 2.46% | ||
| 12 | MANGROVE PARTNERS IM, LLC | 472,191 | 4,207,000 | 2.45% | ||
| 13 | Janney Montgomery Scott LLC | 471,305 | 4,199,332 | 2.45% | ||
| 14 | WELLS FARGO & COMPANY/MN | 409,962 | 3,653,000 | 2.13% | ||
| 15 | Hurley Capital, LLC | 380,789 | 3,393,000 | 1.98% | ||
| 16 | GUGGENHEIM CAPITAL LLC | 329,821 | 2,939,000 | 1.71% | ||
| 17 | BlackRock Group LTD | 299,926 | 2,672,000 | 1.56% | ||
| 18 | CREDIT SUISSE AG/ | 273,326 | 2,435,000 | 1.42% | ||
| 19 | TRUST & FIDUCIARY MANAGEMENT SERVICES INC | 245,286 | 2,186,000 | 1.27% | ||
| 20 | AMERICAN INTERNATIONAL GROUP, INC. | 230,042 | 2,049,670 | 1.19% | ||
| 21 | VAN ECK ASSOCIATES CORP | 229,223 | 2,042,000 | 1.19% | ||
| 22 | CUE ADVISORY SERVICES, INC. | 190,600 | 1,698,000 | 0.99% | ||
| 23 | SHIKIAR ASSET MANAGEMENT INC | 175,500 | 1,564,000 | 0.91% | ||
| 24 | LPL Financial LLC | 169,668 | 1,534,000 | 0.89% | ||
| 25 | BARCLAYS PLC | 191,233 | 1,529,000 | 0.89% | ||
| 26 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 148,036 | 1,319,000 | 0.77% | ||
| 27 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 140,300 | 1,250,000 | 0.73% | ||
| 28 | West Family Investments, Inc. | 123,334 | 1,099,000 | 0.64% | ||
| 29 | Texas Yale Capital Corp. | 121,484 | 1,082,000 | 0.63% | ||
| 30 | JRM Investment Counsel, LLC | 115,690 | 1,031,000 | 0.60% | ||
| 31 | Catalyst Capital Advisors LLC | 100,000 | 891,000 | 0.52% | ||
| 32 | PUTNAM INVESTMENTS LLC | 97,743 | 871,000 | 0.51% | ||
| 33 | Independent Portfolio Consultants, Inc. | 88,265 | 786,000 | 0.46% | ||
| 34 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 84,605 | 754,000 | 0.44% | ||
| 35 | MANNING & NAPIER ADVISORS LLC | 79,710 | 709,000 | 0.41% | ||
| 36 | EATON VANCE MANAGEMENT | 74,500 | 664,000 | 0.39% | ||
| 37 | Legal & General Group Plc | 64,226 | 573,000 | 0.33% | ||
| 38 | GOLDMAN SACHS GROUP INC | 61,522 | 548,000 | 0.32% | ||
| 39 | Northeast Financial Consultants Inc | 54,920 | 489,000 | 0.28% | ||
| 40 | Sigma Planning Corp | 53,166 | 474,000 | 0.28% | ||
| 41 | TCW GROUP INC | 51,800 | 462,000 | 0.27% | ||
| 42 | Greenwich Investment Management, Inc. | 50,955 | 454,000 | 0.26% | ||
| 43 | NWAM LLC | 48,000 | 431,000 | 0.25% | ||
| 44 | CFO4Life, L.P. | 47,019 | 419,000 | 0.24% | ||
| 45 | CITIGROUP INC | 46,574 | 415,000 | 0.24% | ||
| 46 | Chicago Partners Investment Group LLC | 45,391 | 404,000 | 0.24% | ||
| 47 | HL FINANCIAL SERVICES LLC | 35,200 | 314,000 | 0.18% | ||
| 48 | CIBC WORLD MARKET INC. | 35,021 | 312,000 | 0.18% | ||
| 49 | Private Advisor Group, LLC | 32,925 | 293,000 | 0.17% | ||
| 50 | CAXTON CORP | 32,058 | 286,000 | 0.17% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
