| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | PVG Asset Management | 1,945,746 | 14,632,011 | 10.66% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,776,406 | 13,359,000 | 9.73% | ||
| 3 | AMERICAN FINANCIAL GROUP INC | 1,701,458 | 12,795,000 | 9.32% | ||
| 4 | Invesco Ltd. | 1,669,357 | 12,553,000 | 9.15% | ||
| 5 | ALLIANCEBERNSTEIN L.P. | 1,087,942 | 8,094,000 | 5.90% | ||
| 6 | UBS Group AG | 1,058,990 | 7,964,000 | 5.80% | ||
| 7 | MORGAN STANLEY | 833,791 | 6,269,000 | 4.57% | ||
| 8 | Advisors Asset Management, Inc. | 720,070 | 5,415,000 | 3.95% | ||
| 9 | Hilton Capital Management, LLC | 694,816 | 5,225,000 | 3.81% | SH | |
| 10 | MANGROVE PARTNERS IM, LLC | 615,714 | 4,630,000 | 3.37% | ||
| 11 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 556,921 | 4,188,000 | 3.05% | ||
| 12 | Muzinich & Co., Inc. | 487,177 | 3,664,000 | 2.67% | ||
| 13 | Janney Montgomery Scott LLC | 400,342 | 3,011,000 | 2.19% | ||
| 14 | West Family Investments, Inc. | 322,733 | 2,427,000 | 1.77% | ||
| 15 | WELLS FARGO & COMPANY/MN | 297,965 | 2,241,000 | 1.63% | ||
| 16 | GUGGENHEIM CAPITAL LLC | 292,354 | 2,199,000 | 1.60% | ||
| 17 | BlackRock Group LTD | 253,359 | 1,905,000 | 1.39% | ||
| 18 | SHIKIAR ASSET MANAGEMENT INC | 231,100 | 1,738,000 | 1.27% | ||
| 19 | VAN ECK ASSOCIATES CORP | 231,054 | 1,738,000 | 1.27% | ||
| 20 | CUE ADVISORY SERVICES, INC. | 222,900 | 1,676,000 | 1.22% | ||
| 21 | TRUST & FIDUCIARY MANAGEMENT SERVICES INC | 178,684 | 1,344,000 | 0.98% | ||
| 22 | BANK OF MONTREAL /CAN/ | 173,000 | 1,301,000 | 0.95% | ||
| 23 | CREDIT SUISSE AG/ | 165,382 | 1,244,000 | 0.91% | ||
| 24 | LPL Financial LLC | 157,006 | 1,189,000 | 0.87% | ||
| 25 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 135,700 | 1,020,000 | 0.74% | ||
| 26 | STIFEL FINANCIAL CORP | 135,253 | 1,017,000 | 0.74% | ||
| 27 | Cambridge Investment Research Advisors, Inc. | 127,597 | 960,000 | 0.70% | ||
| 28 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 110,768 | 834,000 | 0.61% | ||
| 29 | PUTNAM INVESTMENTS LLC | 104,534 | 786,000 | 0.57% | ||
| 30 | AMERICAN INTERNATIONAL GROUP, INC. | 101,621 | 763,000 | 0.56% | ||
| 31 | Orinda Asset Management LLC | 96,550 | 726,000 | 0.53% | ||
| 32 | Legal & General Group Plc | 93,248 | 702,000 | 0.51% | ||
| 33 | MANNING & NAPIER ADVISORS LLC | 80,950 | 607,000 | 0.44% | ||
| 34 | EATON VANCE MANAGEMENT | 74,500 | 560,000 | 0.41% | ||
| 35 | GIRARD SECURITIES, INC. | 72,736 | 547,000 | 0.40% | ||
| 36 | MARINER INDEPENDENT ADVISOR NETWORK, LLC | 70,192 | 528,000 | 0.38% | ||
| 37 | Virtu KCG Holdings LLC | 62,726 | 472,000 | 0.34% | ||
| 38 | Sigma Planning Corp | 60,108 | 452,000 | 0.33% | ||
| 39 | Independent Portfolio Consultants, Inc. | 55,690 | 419,000 | 0.31% | ||
| 40 | Greenwich Investment Management, Inc. | 55,310 | 415,000 | 0.30% | ||
| 41 | CITADEL ADVISORS LLC | 54,372 | 409,000 | 0.30% | ||
| 42 | AMERIPRISE FINANCIAL INC | 51,833 | 390,000 | 0.28% | ||
| 43 | CITIGROUP INC | 39,811 | 300,000 | 0.22% | ||
| 44 | Arete Wealth Advisors, LLC | 38,650 | 291,000 | 0.21% | ||
| 45 | NWAM LLC | 35,850 | 270,000 | 0.20% | ||
| 46 | CFO4Life, L.P. | 33,864 | 255,000 | 0.19% | ||
| 47 | EQUITEC PROPRIETARY MARKETS, LLC | 28,710 | 216,000 | 0.16% | ||
| 48 | CIBC WORLD MARKET INC. | 28,428 | 214,000 | 0.16% | ||
| 49 | TWO SIGMA INVESTMENTS, LP | 28,309 | 213,000 | 0.16% | ||
| 50 | HL FINANCIAL SERVICES LLC | 27,786 | 209,000 | 0.15% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
