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MEDLEY CAP CORPORATION
MEDLEY CAP CORPORATION. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 89 Institutional holders with a total value of $105,224,601.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Sunbelt Securities, Inc. 233 1,538 0.00%
2 GROUP ONE TRADING LLC 300 2,000 0.00%
3 Weaver C. Barksdale & Associates, Inc. 275 2,000 0.00%
4 Hudock, Inc. 564 3,000 0.00%
5 D.A. DAVIDSON & CO. 500 3,000 0.00%
6 PENSERRA CAPITAL MANAGEMENT LLC 583 3,000 0.00%
7 SECURITY NATIONAL TRUST CO 700 5,000 0.00%
8 FIRST PREMIER BANK 700 5,000 0.00%
9 SIMPLEX TRADING, LLC 808 5,000 0.00%
10 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 1,100 7,000 0.01%
11 Transamerica Financial Advisors, LLC 1,068 8,000 0.01%
12 KRILOGY FINANCIAL LLC 1,142 8,000 0.01%
13 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,736 11,000 0.01%
14 WHITTIER TRUST CO OF NEVADA INC 1,800 12,000 0.01%
15 PANAGORA ASSET MANAGEMENT INC 1,967 13,000 0.01%
16 Global X Management CO LLC 2,400 16,000 0.02%
17 BANK OF AMERICA CORP /DE/ 2,825 18,000 0.02%
18 PNC FINANCIAL SERVICES GROUP, INC. 2,985 20,000 0.02%
19 CUTLER GROUP LLC / CA 4,019 26,000 0.02%
20 FIFTH THIRD BANCORP 4,200 28,000 0.03%
21 Tower Research Capital LLC (TRC) 4,655 31,000 0.03%
22 Winslow, Evans & Crocker, Inc. 5,412 35,719 0.03%
23 Chicago Partners Investment Group LLC 9,175 61,000 0.06%
24 ROYAL BANK OF CANADA 10,218 68,000 0.06%
25 MSI Financial Services Inc 10,274 68,000 0.06%
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,832 71,000 0.07%
27 VSR Financial Services, Inc. 10,800 71,000 0.07%
28 VOYA FINANCIAL ADVISORS, INC. 11,346 74,000 0.07%
29 Kovack Advisors, Inc. 11,470 76,000 0.07%
30 CFO4Life, L.P. 11,703 77,000 0.07%
31 Creative Planning 12,332 81,000 0.08%
32 ENVESTNET ASSET MANAGEMENT INC 12,611 83,000 0.08%
33 PineBridge Investments, L.P. 12,516 83,000 0.08%
34 NORTHERN TRUST CORP 14,503 96,000 0.09%
35 PEAK6 Group LLC 15,000 99,000 0.09% Call
36 IFP ADVISORS, INC 15,290 101,000 0.10%
37 RAYMOND JAMES & ASSOCIATES 15,954 105,000 0.10%
38 Texas Yale Capital Corp. 16,251 107,000 0.10%
39 TFS CAPITAL LLC 17,069 113,000 0.11%
40 GOLDMAN SACHS GROUP INC 17,871 118,000 0.11%
41 Private Advisor Group, LLC 19,279 127,000 0.12%
42 WEDBUSH SECURITIES INC 23,490 155,000 0.15%
43 EQUITEC PROPRIETARY MARKETS, LLC 24,356 161,000 0.15%
44 Northeast Financial Consultants Inc 25,000 165,000 0.16%
45 CIBC WORLD MARKET INC. 25,860 171,000 0.16%
46 CAXTON CORP 27,093 179,000 0.17%
47 HL FINANCIAL SERVICES LLC 28,417 188,000 0.18%
48 NWAM LLC 34,850 230,000 0.22%
49 BANCORPSOUTH INC 35,000 231,000 0.22%
50 CITIGROUP INC 35,571 235,000 0.22%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.