| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 38,458 | 280,000 | 44.21% | ||
| 2 | Commonwealth Equity Services, Inc | 14,790 | 108,000 | 17.05% | ||
| 3 | DOLIVER ADVISORS, LP | 13,478 | 97,000 | 15.32% | ||
| 4 | B. Riley Wealth Advisors, Inc. | 5,320 | 39,000 | 6.16% | ||
| 5 | UBS Group AG | 3,764 | 27,000 | 4.26% | ||
| 6 | AMERICAN INTERNATIONAL GROUP, INC. | 3,350 | 24,355 | 3.85% | ||
| 7 | WELLS FARGO & COMPANY/MN | 2,802 | 20,000 | 3.16% | ||
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,000 | 15,000 | 2.37% | ||
| 9 | Tower Research Capital LLC (TRC) | 1,000 | 7,000 | 1.11% | ||
| 10 | Creative Planning | 1,000 | 7,000 | 1.11% | ||
| 11 | FIFTH THIRD BANCORP | 1,000 | 7,000 | 1.11% | ||
| 12 | BARCLAYS PLC | 326 | 2,000 | 0.32% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
