| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 36,510 | 241,000 | 40.93% | ||
| 2 | Commonwealth Equity Services, Inc | 13,861 | 91,000 | 15.46% | ||
| 3 | TFS CAPITAL LLC | 13,826 | 91,000 | 15.46% | ||
| 4 | DOLIVER ADVISORS, LP | 12,070 | 80,000 | 13.59% | ||
| 5 | AMERICAN INTERNATIONAL GROUP, INC. | 4,661 | 30,763 | 5.23% | ||
| 6 | UBS Group AG | 3,764 | 25,000 | 4.25% | ||
| 7 | WELLS FARGO & COMPANY/MN | 2,026 | 14,000 | 2.38% | ||
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,000 | 13,000 | 2.21% | ||
| 9 | Creative Planning | 500 | 3,000 | 0.51% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
