| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Shaker Financial Services, LLC | 448,199 | 2,452,000 | 76.27% | ||
| 2 | Raymond James Financial Services Advisors, Inc. | 31,263 | 171,000 | 5.32% | ||
| 3 | MORGAN STANLEY | 23,224 | 127,000 | 3.95% | ||
| 4 | Prospera Financial Services Inc | 18,190 | 100,000 | 3.11% | ||
| 5 | Stratos Wealth Partners, LTD. | 16,000 | 88,000 | 2.74% | ||
| 6 | Commonwealth Equity Services, Inc | 14,203 | 78,000 | 2.43% | ||
| 7 | WEDBUSH SECURITIES INC | 13,612 | 74,000 | 2.30% | ||
| 8 | UBS Group AG | 12,162 | 67,000 | 2.08% | ||
| 9 | ADVISOR GROUP, INC. | 3,461 | 18,000 | 0.56% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,138 | 12,000 | 0.37% | ||
| 11 | MSI Financial Services Inc | 1,800 | 10,000 | 0.31% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 1,400 | 8,000 | 0.25% | ||
| 13 | WELLS FARGO & COMPANY/MN | 1,301 | 7,000 | 0.22% | ||
| 14 | Creative Planning | 500 | 3,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
