| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Shaker Financial Services, LLC | 375,475 | 2,091,000 | 63.67% | ||
| 2 | WEDBUSH SECURITIES INC | 62,885 | 350,000 | 10.66% | ||
| 3 | Prospera Financial Services Inc | 40,190 | 224,000 | 6.82% | ||
| 4 | UBS Group AG | 31,795 | 177,000 | 5.39% | ||
| 5 | MORGAN STANLEY | 22,977 | 128,000 | 3.90% | ||
| 6 | Commonwealth Equity Services, Inc | 16,531 | 92,000 | 2.80% | ||
| 7 | Stratos Wealth Partners, LTD. | 16,000 | 89,000 | 2.71% | ||
| 8 | Creative Planning | 12,701 | 71,000 | 2.16% | ||
| 9 | ADVISOR GROUP, INC. | 4,361 | 24,000 | 0.73% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,200 | 12,000 | 0.37% | ||
| 11 | MSI Financial Services Inc | 1,800 | 10,000 | 0.30% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 1,600 | 9,000 | 0.27% | ||
| 13 | WELLS FARGO & COMPANY/MN | 1,302 | 7,000 | 0.21% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
