| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,017 | 12,000 | 1.05% | ||
| 2 | WELLS FARGO & COMPANY/MN | 2,025 | 12,000 | 1.05% | ||
| 3 | US BANCORP \DE\ | 3,285 | 20,000 | 1.76% | ||
| 4 | AMERICAN INTERNATIONAL GROUP, INC. | 4,661 | 28,479 | 2.50% | ||
| 5 | Virtu KCG Holdings LLC | 13,042 | 80,000 | 7.03% | ||
| 6 | WOLVERINE ASSET MANAGEMENT LLC | 13,248 | 80,000 | 7.03% | ||
| 7 | Commonwealth Equity Services, Inc | 13,194 | 81,000 | 7.11% | ||
| 8 | CORNERSTONE ADVISORS INC | 14,120 | 86,000 | 7.55% | ||
| 9 | UBS Group AG | 16,374 | 100,000 | 8.78% | ||
| 10 | MORGAN STANLEY | 17,004 | 104,000 | 9.13% | ||
| 11 | Shaker Financial Services, LLC | 40,303 | 246,000 | 21.61% | ||
| 12 | CLOUGH CAPITAL PARTNERS L P | 47,300 | 289,000 | 25.38% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
