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NOVARTIS A G
NOVARTIS A G. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 894 Institutional holders with a total value of $23,287,552,840.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DODGE & COX 50,032,795 4,933,734,000 21.19%
2 PRIMECAP MANAGEMENT CO/CA/ 22,176,613 2,186,836,000 9.39%
3 BROWN BROTHERS HARRIMAN & CO 10,084,854 994,467,000 4.27%
4 WELLS FARGO & COMPANY/MN 7,606,470 750,082,000 3.22%
5 Fisher Asset Management, LLC 5,990,224 590,696,000 2.54%
6 BB&T SECURITIES, LLC 554,127 546,424,000 2.35%
7 UBS Group AG 5,045,270 497,514,000 2.14%
8 FMR LLC 4,443,532 438,177,000 1.88%
9 MANAGED ACCOUNT ADVISORS LLC 3,900,748 384,652,000 1.65%
10 NORTHERN TRUST CORP 3,768,344 371,597,000 1.60%
11 FRANKLIN RESOURCES INC 3,678,428 362,729,000 1.56%
12 LOOMIS SAYLES & CO L P 3,613,603 356,337,000 1.53%
13 Invesco Ltd. 2,859,075 281,932,000 1.21%
14 PARNASSUS INVESTMENTS, LLC 2,848,871 280,927,000 1.21%
15 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,750,933 271,269,000 1.16%
16 Clearbridge Investments, LLC 2,458,391 242,422,000 1.04%
17 BANK OF AMERICA CORP /DE/ 2,338,891 230,637,000 0.99%
18 Capital Research Global Investors 2,258,500 222,711,000 0.96%
19 EARNEST PARTNERS LLC 2,165,497 213,540,000 0.92%
20 LAZARD ASSET MANAGEMENT LLC 2,126,084 209,653,000 0.90%
21 WHV Investments, Inc. 2,010,609 198,266,000 0.85%
22 Boston Partners 1,966,545 193,921,000 0.83%
23 MORGAN STANLEY 1,898,730 187,235,000 0.80%
24 MACQUARIE GROUP LTD 1,870,414 184,442,000 0.79%
25 Mawer Investment Management Ltd. 1,822,197 179,687,000 0.77%
26 Aristotle Capital Management, LLC 1,780,555 175,581,000 0.75%
27 BAHL & GAYNOR INC 1,721,703 169,777,000 0.73%
28 DIMENSIONAL FUND ADVISORS LP 1,687,799 166,434,000 0.71%
29 AMERIPRISE FINANCIAL INC 1,670,930 164,767,000 0.71%
30 SCHAFER CULLEN CAPITAL MANAGEMENT INC 1,666,457 164,329,000 0.71%
31 JPMORGAN CHASE & CO 1,657,763 163,474,000 0.70%
32 Bank of New York Mellon Corp 1,640,000 161,719,000 0.69%
33 SCHARF INVESTMENTS, LLC 1,584,279 156,226,000 0.67%
34 FAYEZ SAROFIM & CO 1,514,777 149,727,000 0.64%
35 Capital International Investors 1,464,000 144,365,000 0.62%
36 UNITED STATES STEEL & CARNEGIE PENSION FUND 1,381,942 136,273,000 0.59%
37 UNITED SERVICES AUTOMOBILE ASSOCIATION 1,299,993 128,192,000 0.55%
38 CAMBIAR INVESTORS LLC 1,266,990 124,938,000 0.54%
39 Sterling Capital Management LLC 1,236,680 121,949,000 0.52%
40 RENAISSANCE TECHNOLOGIES LLC 1,227,898 121,083,000 0.52%
41 THOMASPARTNERS, INC. 1,207,422 119,064,000 0.51%
42 ROCKEFELLER FINANCIAL SERVICES INC 1,121,194 110,561,000 0.47%
43 BRISTOL JOHN W & CO INC /NY/ 1,114,097 109,861,000 0.47%
44 SATURNA CAPITAL CORP 1,080,556 108,232,000 0.46%
45 FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 972,802 95,928,000 0.41%
46 Capital World Investors 934,000 92,102,000 0.40%
47 PARAMETRIC PORTFOLIO ASSOCIATES LLC 918,034 90,527,000 0.39%
48 Neuberger Berman Group LLC 866,960 85,491,000 0.37%
49 CREDIT SUISSE AG/ 835,946 82,433,000 0.35%
50 MILLER HOWARD INVESTMENTS INC /NY 831,494 81,994,000 0.35%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.