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NOVARTIS A G
NOVARTIS A G. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 875 Institutional holders with a total value of $22,081,302,201.
#
Manager Name
Shares
Value ($)
%
Options
Notes
851 Bank of New York Mellon Corp 1,948,443 180,542,000 0.82%
852 DIMENSIONAL FUND ADVISORS LP 2,049,526 189,909,000 0.86%
853 MORGAN STANLEY 2,074,495 192,222,000 0.87%
854 Neuberger Berman Group LLC 2,133,674 197,705,000 0.90%
855 WHV Investments, Inc. 2,229,280 206,566,000 0.94%
856 EARNEST PARTNERS LLC 2,254,568 208,908,000 0.95%
857 BANK OF AMERICA CORP /DE/ 2,284,244 211,658,000 0.96%
858 Boston Partners 2,299,983 213,117,000 0.97%
859 Capital Research Global Investors 2,258,500 219,978,000 1.00%
860 Clearbridge Investments, LLC 2,529,464 234,380,000 1.06%
861 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,596,991 240,637,000 1.09%
862 FMR LLC 2,691,681 249,411,000 1.13%
863 PARNASSUS INVESTMENTS, LLC 2,736,630 253,576,000 1.15%
864 FRANKLIN RESOURCES INC 2,892,429 268,012,000 1.21%
865 Invesco Ltd. 3,054,868 283,063,000 1.28%
866 LOOMIS SAYLES & CO L P 3,498,428 324,164,000 1.47%
867 NORTHERN TRUST CORP 3,816,105 353,600,000 1.60%
868 MANAGED ACCOUNT ADVISORS LLC 3,973,485 368,183,000 1.67%
869 UBS Group AG 4,873,140 451,545,000 2.04%
870 Fisher Asset Management, LLC 6,007,365 556,642,000 2.52%
871 BB&T SECURITIES, LLC 643,401 596,174,000 2.70%
872 WELLS FARGO & COMPANY/MN 7,582,040 702,549,000 3.18%
873 BROWN BROTHERS HARRIMAN & CO 10,381,419 961,942,000 4.36%
874 PRIMECAP MANAGEMENT CO/CA/ 22,168,678 2,054,150,000 9.30%
875 DODGE & COX 50,324,645 4,663,082,000 21.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.