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NOVARTIS A G
NOVARTIS A G. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 894 Institutional holders with a total value of $23,287,552,840.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Community Financial Services Group, LLC 13 1,000 0.00%
2 SRH ADVISORS, LLC 23 2,000 0.00%
3 HANSEATIC MANAGEMENT SERVICES INC 16 2,000 0.00%
4 WEALTHFRONT CORP 41 4,000 0.00%
5 FULLER & THALER ASSET MANAGEMENT, INC. 40 4,000 0.00%
6 SUMMIT SECURITIES GROUP LLC 14 6,000 0.00% Call
7 Financial Architects, Inc 4 6,000 0.00% Call
8 COLONY GROUP LLC 79 8,000 0.00%
9 MV CAPITAL MANAGEMENT, INC. 84 8,000 0.00%
10 Hanson & Doremus Investment Management 80 8,000 0.00%
11 Tortoise Investment Management, LLC 90 9,000 0.00%
12 DAVIDSON INVESTMENT ADVISORS 100 9,000 0.00%
13 RISK PARADIGM GROUP, LLC 100 9,861 0.00%
14 Smithfield Trust Co 100 10,000 0.00%
15 PALLADIEM, LLC 100 10,000 0.00%
16 Spot Trading L.L.C 100 10,000 0.00% Put
17 Archford Capital Strategies, LLC 111 10,946 0.00%
18 AllSquare Wealth Management LLC 109 11,000 0.00%
19 Burt Wealth Advisors 125 11,000 0.00%
20 NewSquare Capital LLC 126 12,000 0.00%
21 Manchester Capital Management LLC 135 13,000 0.00%
22 DELTA ASSET MANAGEMENT LLC/TN 132 13,000 0.00%
23 Stanford Investment Group, Inc. 131 13,000 0.00%
24 Camarda Financial Advisors, LLC 141 14,000 0.00%
25 TAYLOR WEALTH MANAGEMENT PARTNERS 150 15,000 0.00%
26 Alexandria Capital, LLC 160 16,000 0.00%
27 B. Riley Wealth Management, Inc. 168 16,000 0.00%
28 Lenox Wealth Advisors, LLC 162 16,000 0.00%
29 WealthTrust-Arizona, LLC 176 17,000 0.00%
30 Exchange Capital Management, Inc. 193 19,000 0.00%
31 CANADA LIFE ASSURANCE Co 201 20,000 0.00%
32 MYCIO WEALTH PARTNERS, LLC 200 20,000 0.00%
33 WEALTHPLAN PARTNERS, LLC 200 20,000 0.00%
34 Capital Advisors, Ltd. LLC 215 21,000 0.00%
35 North Star Investment Management Corp. 225 22,000 0.00%
36 AMERICAN NATIONAL BANK & TRUST 221 22,000 0.00%
37 Cable Hill Partners, LLC 221 22,000 0.00%
38 MCF Advisors LLC 228 22,000 0.00%
39 BRUDERMAN ASSET MANAGEMENT, LLC 230 23,000 0.00%
40 BALENTINE LLC 244 24,000 0.00%
41 AlphaMark Advisors, LLC 250 25,000 0.00%
42 Thomasville National Bank 250 25,000 0.00%
43 Genesis Wealth Advisors, LLC 264 26,452 0.00%
44 Allworth Financial LP 309 30,000 0.00%
45 Baltimore-Washington Financial Advisors, Inc. 350 35,000 0.00%
46 Glassman Wealth Services 352 35,000 0.00%
47 D'Orazio & Associates, Inc. 363 36,000 0.00%
48 Clean Yield Group 388 38,000 0.00%
49 FCM INVESTMENTS/TX 400 39,000 0.00%
50 Brick & Kyle, Associates 400 39,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.