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NOVARTIS A G
NOVARTIS A G. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 889 Institutional holders with a total value of $19,932,709,261.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 1,700 0 0.00% Call
2 SOLARIS ASSET MANAGEMENT LLC 13 1,000 0.00%
3 GIERL AUGUSTINE INVESTMENT MANAGEMENT INC 25 2,000 0.00%
4 ASSET DEDICATION, LLC 26 2,000 0.00%
5 SRH ADVISORS, LLC 23 2,000 0.00%
6 US FINANCIAL ADVISORS, LLC 36 3,000 0.00%
7 D. SCOTT NEAL, INC. 31 3,000 0.00%
8 Lenox Wealth Advisors, LLC 33 3,000 0.00%
9 MV CAPITAL MANAGEMENT, INC. 84 7,000 0.00%
10 Hanson & Doremus Investment Management 80 7,000 0.00%
11 Hartford Financial Management Inc. 90 7,000 0.00%
12 CONTRAVISORY INVESTMENT MANAGEMENT, INC. 81 7,000 0.00%
13 STUART CHAUSSEE & ASSOCIATES, INC. 80 7,000 0.00%
14 ORRSTOWN FINANCIAL SERVICES INC 92 8,000 0.00%
15 DELTA ASSET MANAGEMENT LLC/TN 89 8,000 0.00%
16 DAVIDSON INVESTMENT ADVISORS 100 8,000 0.00%
17 NAVELLIER & ASSOCIATES INC 90 8,000 0.00%
18 Smithfield Trust Co 100 9,000 0.00%
19 MANDATUM LIFE INSURANCE CO LTD 108 9,000 0.00%
20 Winch Advisory Services, LLC 100 9,000 0.00%
21 KALOS MANAGEMENT, INC. 10,325 10,000 0.00% PRN
22 D'Orazio & Associates, Inc. 113 10,000 0.00%
23 DELPHI PRIVATE ADVISORS LLC 115 10,000 0.00%
24 NewSquare Capital LLC 126 11,000 0.00%
25 GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC 132 11,000 0.00%
26 Manchester Capital Management LLC 135 12,000 0.00%
27 Camarda Financial Advisors, LLC 141 12,000 0.00%
28 SONORA INVESTMENT MANAGEMENT, LLC 140 12,000 0.00%
29 Burt Wealth Advisors 156 13,000 0.00%
30 Avior Wealth Management, LLC 158 14,000 0.00%
31 Tortoise Investment Management, LLC 165 14,000 0.00%
32 Alexandria Capital, LLC 160 14,000 0.00%
33 AUSDAL FINANCIAL PARTNERS, INC. 160 14,000 0.00%
34 ARCADIA INVESTMENT MANAGEMENT CORP/MI 157 14,000 0.00%
35 Archford Capital Strategies, LLC 162 15,000 0.00%
36 Kingfisher Capital LLC 180 15,000 0.00%
37 Kavar Capital Partners, LLC 195 16,000 0.00%
38 Vantage Investment Advisors, LLC 200 17,000 0.00%
39 AllSquare Wealth Management LLC 205 18,000 0.00%
40 North Star Investment Management Corp. 225 19,000 0.00%
41 TEACHERS ADVISORS, LLC 219 19,000 0.00%
42 BALENTINE LLC 220 19,000 0.00%
43 WEALTHPLAN PARTNERS, LLC 1,436 21,956 0.00%
44 AlphaMark Advisors, LLC 250 22,000 0.00%
45 Stanford Investment Group, Inc. 250 22,000 0.00%
46 MCF Advisors LLC 251 22,000 0.00%
47 Klingman & Associates, LLC 279 24,000 0.00%
48 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 300 26,000 0.00%
49 Hillsdale Investment Management Inc. 300 26,000 0.00%
50 Allworth Financial LP 311 27,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.