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NOVARTIS A G
NOVARTIS A G. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 890 Institutional holders with a total value of $19,860,682,444.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Beacon Capital Management, Inc. 1 0 0.00%
2 KELLY LAWRENCE W & ASSOCIATES INC/CA 5 0 0.00%
3 WealthTrust-Arizona, LLC 15 1,000 0.00%
4 BENSON INVESTMENT MANAGEMENT COMPANY, INC. 10 1,000 0.00%
5 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 18 1,000 0.00%
6 CUTLER GROUP LLC / CA 2,800 1,000 0.00% Call
7 GIERL AUGUSTINE INVESTMENT MANAGEMENT INC 26 2,000 0.00%
8 Lowe Wealth Advisors, LLC 21 2,000 0.00%
9 YORKBRIDGE WEALTH PARTNERS, LLC 31 2,000 0.00%
10 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 35 3,000 0.00%
11 SUTTON WEALTH ADVISORS INC. 53 3,936 0.00%
12 GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC 60 5,000 0.00%
13 St. Johns Investment Management Company, LLC 65 5,000 0.00%
14 ISRAEL DISCOUNT BANK OF NEW YORK 65 5,000 0.00%
15 Hanson & Doremus Investment Management 80 6,000 0.00%
16 SPIDERROCK ADVISORS, LLC 2,700 7,000 0.00% Put PRN
17 Cowen Prime Services LLC 100 7,000 0.00%
18 Cornerstone Advisors, Inc. 96 7,000 0.00%
19 CREATIVE FINANCIAL DESIGNS INC /ADV 120 8,000 0.00%
20 D'Orazio & Associates, Inc. 113 8,000 0.00%
21 DELPHI PRIVATE ADVISORS LLC 115 9,000 0.00%
22 Burt Wealth Advisors 125 9,000 0.00%
23 DELTA ASSET MANAGEMENT LLC/TN 119 9,000 0.00%
24 VERSANT CAPITAL MANAGEMENT, INC 150 11,000 0.00%
25 CUTLER GROUP LLC / CA 155 11,000 0.00%
26 WEALTHPLAN PARTNERS, LLC 150 11,066 0.00%
27 RISK PARADIGM GROUP, LLC 156 11,586 0.00%
28 Alexandria Capital, LLC 160 12,000 0.00%
29 C-J ADVISORY, INC. 159 12,000 0.00%
30 NEW CAPITAL MANAGEMENT LP 175 13,000 0.00%
31 PATHSTONE FAMILY OFFICE, LLC 190 14,000 0.00%
32 MONROE BANK & TRUST/MI 200 15,000 0.00%
33 Liberty Capital Management, Inc. 200 15,000 0.00%
34 CWM, LLC 217 16,000 0.00%
35 TEACHERS ADVISORS, LLC 219 16,000 0.00%
36 CENTRAL BANK & TRUST CO 215 16,000 0.00%
37 MassMutual Private Wealth & Trust, FSB 223 16,562 0.00%
38 BALDWIN WEALTH PARTNERS LLC/MA 233 17,000 0.00%
39 THOMPSON DAVIS & CO., INC. 233 17,000 0.00%
40 WESTSIDE INVESTMENT MANAGEMENT, INC. 231 17,041 0.00%
41 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 242 18,000 0.00%
42 PACIFIC CENTER FOR FINANCIAL SERVICES 250 19,000 0.00%
43 Clean Yield Group 250 19,000 0.00%
44 ADVANTAGE INVESTMENT MANAGEMENT, LLC 275 20,000 0.00%
45 KINGS POINT CAPITAL MANAGEMENT 275 20,000 0.00%
46 Kessler Investment Group, LLC 278 21,000 0.00%
47 OLD SECOND NATIONAL BANK OF AURORA 283 21,000 0.00%
48 BALENTINE LLC 277 21,000 0.00%
49 NewSquare Capital LLC 302 22,000 0.00%
50 Barrett Asset Management, LLC 300 22,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.