| 1 |
Carlyle Group Inc. |
18,690,199 |
287,642,000 |
47.06% |
|
|
| 2 |
RIVERSTONE HOLDINGS LLC |
17,500,000 |
269,325,000 |
44.06% |
|
|
| 3 |
KAYNE ANDERSON CAPITAL ADVISORS LP |
1,820,635 |
28,020,000 |
4.58% |
|
|
| 4 |
TRUST & FIDUCIARY MANAGEMENT SERVICES INC |
308,933 |
4,754,000 |
0.78% |
|
|
| 5 |
JPMORGAN CHASE & CO |
301,800 |
4,645,000 |
0.76% |
|
|
| 6 |
MORGAN STANLEY |
157,273 |
2,421,000 |
0.40% |
|
|
| 7 |
DEUTSCHE BANK AG\ |
119,500 |
1,838,000 |
0.30% |
|
|
| 8 |
RENAISSANCE TECHNOLOGIES LLC |
119,000 |
1,831,000 |
0.30% |
|
|
| 9 |
CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT |
113,050 |
1,740,000 |
0.28% |
|
|
| 10 |
WELLS FARGO & COMPANY/MN |
88,501 |
1,361,000 |
0.22% |
|
|
| 11 |
ROYAL BANK OF CANADA |
68,603 |
1,056,000 |
0.17% |
|
|
| 12 |
Invesco Ltd. |
64,654 |
996,000 |
0.16% |
|
|
| 13 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
50,274 |
774,000 |
0.13% |
|
|
| 14 |
AMERICAN INTERNATIONAL GROUP, INC. |
44,121 |
679,019 |
0.11% |
|
|
| 15 |
BARINGS LLC |
43,500 |
669,000 |
0.11% |
|
|
| 16 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
43,000 |
662,000 |
0.11% |
Put |
|
| 17 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
41,100 |
633,000 |
0.10% |
Call |
|
| 18 |
Barnett & Company, Inc. |
27,400 |
422,000 |
0.07% |
|
|
| 19 |
InterOcean Capital, LLC |
25,875 |
398,000 |
0.07% |
|
|
| 20 |
Winslow, Evans & Crocker, Inc. |
22,430 |
345,198 |
0.06% |
|
|
| 21 |
NORTHERN TRUST CORP |
13,224 |
204,000 |
0.03% |
|
|
| 22 |
Global X Management CO LLC |
9,166 |
141,000 |
0.02% |
|
|
| 23 |
UBS AG |
8,109 |
125,000 |
0.02% |
|
|
| 24 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
5,914 |
91,000 |
0.01% |
|
|
| 25 |
Beacon Capital Management, Inc. |
5,200 |
80,000 |
0.01% |
|
|
| 26 |
Tower Research Capital LLC (TRC) |
4,192 |
65,000 |
0.01% |
|
|
| 27 |
BANK OF AMERICA CORP /DE/ |
2,985 |
46,000 |
0.01% |
|
|
| 28 |
PRELUDE CAPITAL MANAGEMENT, LLC |
2,400 |
37,000 |
0.01% |
|
|
| 29 |
Focused Wealth Management, Inc |
2,182 |
34,000 |
0.01% |
|
|
| 30 |
BANK OF MONTREAL /CAN/ |
2,000 |
31,000 |
0.01% |
|
|
| 31 |
PRIVATE TRUST CO NA |
2,000 |
31,000 |
0.01% |
|
|
| 32 |
UBS AG |
1,800 |
28,000 |
0.00% |
Put |
|
| 33 |
B. Riley Wealth Advisors, Inc. |
1,785 |
27,469 |
0.00% |
|
|
| 34 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
1,065 |
16,000 |
0.00% |
|
|
| 35 |
Creative Planning |
1,000 |
15,000 |
0.00% |
|
|
| 36 |
UBS AG |
500 |
8,000 |
0.00% |
Call |
|
| 37 |
WFG Advisors, LP |
355 |
5,000 |
0.00% |
|
|
| 38 |
Lehman Financial Resources, Inc. |
300 |
5,000 |
0.00% |
|
|
| 39 |
SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) |
200 |
3,000 |
0.00% |
|
|
| 40 |
US BANCORP \DE\ |
200 |
3,000 |
0.00% |
|
|
| 41 |
BOSTON PRIVATE BANK & TRUST CO |
100 |
2,000 |
0.00% |
|
|
