| 1 |
Carlyle Group Inc. |
20,464,250 |
36,631,000 |
47.48% |
|
|
| 2 |
RIVERSTONE HOLDINGS LLC |
20,464,140 |
36,631,000 |
47.48% |
|
|
| 3 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
583,900 |
2,517,000 |
3.26% |
|
|
| 4 |
GOLDMAN SACHS GROUP INC |
313,745 |
562,000 |
0.73% |
|
|
| 5 |
Invesco Ltd. |
102,805 |
184,000 |
0.24% |
|
|
| 6 |
MORGAN STANLEY |
73,280 |
131,000 |
0.17% |
|
|
| 7 |
ROYAL BANK OF CANADA |
45,268 |
82,000 |
0.11% |
|
|
| 8 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
38,780 |
69,000 |
0.09% |
|
|
| 9 |
HighTower Advisors, LLC |
32,271 |
58,000 |
0.08% |
|
|
| 10 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
29,800 |
53,000 |
0.07% |
Put |
|
| 11 |
WELLS FARGO & COMPANY/MN |
18,427 |
33,000 |
0.04% |
|
|
| 12 |
PEAK6 Group LLC |
18,100 |
32,000 |
0.04% |
Put |
|
| 13 |
PEAK6 Group LLC |
14,396 |
26,000 |
0.03% |
|
|
| 14 |
Barnett & Company, Inc. |
12,900 |
23,000 |
0.03% |
|
|
| 15 |
Virtu KCG Holdings LLC |
11,619 |
21,000 |
0.03% |
|
|
| 16 |
Parallax Volatility Advisers, L.P. |
11,926 |
21,000 |
0.03% |
|
|
| 17 |
BANK OF MONTREAL /CAN/ |
9,017 |
16,000 |
0.02% |
|
|
| 18 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
5,850 |
10,000 |
0.01% |
|
|
| 19 |
PINKERTON WEALTH, LLC |
296 |
9,000 |
0.01% |
|
|
| 20 |
Parallax Volatility Advisers, L.P. |
4,900 |
9,000 |
0.01% |
Put |
|
| 21 |
BANK OF AMERICA CORP /DE/ |
5,251 |
9,000 |
0.01% |
|
|
| 22 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,472 |
4,426 |
0.01% |
|
|
| 23 |
Beacon Capital Management, Inc. |
2,200 |
4,000 |
0.01% |
|
|
| 24 |
UBS Group AG |
1,824 |
3,000 |
0.00% |
|
|
| 25 |
CITIGROUP INC |
1,683 |
3,000 |
0.00% |
|
|
| 26 |
VALLEY NATIONAL ADVISERS INC |
1,910 |
3,000 |
0.00% |
|
PRN |
| 27 |
Creative Planning |
1,500 |
3,000 |
0.00% |
|
|
| 28 |
Focused Wealth Management, Inc |
1,720 |
3,000 |
0.00% |
|
|
| 29 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
1,153 |
2,000 |
0.00% |
|
|
| 30 |
Lehman Financial Resources, Inc. |
300 |
1,000 |
0.00% |
|
|
| 31 |
WFG Advisors, LP |
375 |
1,000 |
0.00% |
|
|
| 32 |
Parallax Volatility Advisers, L.P. |
800 |
1,000 |
0.00% |
Call |
|
| 33 |
PEAK6 Group LLC |
500 |
1,000 |
0.00% |
Call |
|
| 34 |
US BANCORP \DE\ |
200 |
0 |
0.00% |
|
|
| 35 |
SIMPLEX TRADING, LLC |
410 |
0 |
0.00% |
|
|
