| 1 |
RIVERSTONE HOLDINGS LLC |
20,488,525 |
64,129,000 |
46.00% |
|
|
| 2 |
Carlyle Group Inc. |
20,464,250 |
64,053,000 |
45.94% |
|
|
| 3 |
DEUTSCHE BANK AG\ |
623,164 |
1,950,000 |
1.40% |
|
|
| 4 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
583,900 |
1,828,000 |
1.31% |
|
|
| 5 |
FMR LLC |
576,928 |
1,806,000 |
1.30% |
|
|
| 6 |
MORGAN STANLEY |
540,067 |
1,690,000 |
1.21% |
|
|
| 7 |
CIBC Private Wealth Group LLC |
356,554 |
1,116,000 |
0.80% |
|
|
| 8 |
OMERS ADMINISTRATION Corp |
248,198 |
777,000 |
0.56% |
|
|
| 9 |
S. MUOIO & CO. LLC |
180,251 |
564,000 |
0.40% |
|
|
| 10 |
Ancora Advisors LLC |
154,294 |
483,000 |
0.35% |
|
|
| 11 |
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC |
75,000 |
235,000 |
0.17% |
|
|
| 12 |
ROYAL BANK OF CANADA |
41,329 |
130,000 |
0.09% |
|
|
| 13 |
CUTLER GROUP LLC / CA |
34,878 |
109,000 |
0.08% |
|
|
| 14 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
26,394 |
83,000 |
0.06% |
|
|
| 15 |
SHEAFF BROCK INVESTMENT ADVISORS, LLC |
25,700 |
80,000 |
0.06% |
|
|
| 16 |
Telemetry Investments, L.L.C. |
21,000 |
66,000 |
0.05% |
|
|
| 17 |
CITADEL ADVISORS LLC |
11,211 |
35,000 |
0.03% |
|
|
| 18 |
Virtu KCG Holdings LLC |
10,324 |
32,000 |
0.02% |
|
|
| 19 |
CSS LLC/IL |
10,000 |
31,000 |
0.02% |
Call |
|
| 20 |
WEDBUSH SECURITIES INC |
10,000 |
31,000 |
0.02% |
|
|
| 21 |
BANK OF MONTREAL /CAN/ |
9,017 |
28,000 |
0.02% |
|
|
| 22 |
UBS Group AG |
9,022 |
28,000 |
0.02% |
|
|
| 23 |
BARCLAYS PLC |
8,593 |
26,000 |
0.02% |
|
|
| 24 |
Creative Planning |
8,100 |
25,000 |
0.02% |
|
|
| 25 |
BANK OF AMERICA CORP /DE/ |
6,111 |
19,000 |
0.01% |
|
|
| 26 |
MOSAIC FAMILY WEALTH, LLC |
4,500 |
14,000 |
0.01% |
|
|
| 27 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
2,300 |
7,000 |
0.01% |
|
|
| 28 |
Beacon Capital Management, Inc. |
2,200 |
7,000 |
0.01% |
|
|
| 29 |
Pinnacle Summer Investments, Inc. |
1,800 |
6,000 |
0.00% |
|
|
| 30 |
VALLEY NATIONAL ADVISERS INC |
1,910 |
6,000 |
0.00% |
|
PRN |
| 31 |
Tower Research Capital LLC (TRC) |
2,076 |
6,000 |
0.00% |
|
|
| 32 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
1,153 |
4,000 |
0.00% |
|
|
| 33 |
IFP ADVISORS, INC |
500 |
2,000 |
0.00% |
|
|
| 34 |
US BANCORP \DE\ |
498 |
2,000 |
0.00% |
|
|
| 35 |
CITIGROUP INC |
793 |
2,000 |
0.00% |
|
|
| 36 |
SONORA INVESTMENT MANAGEMENT, LLC |
329 |
1,000 |
0.00% |
|
|
| 37 |
WELLS FARGO & COMPANY/MN |
568 |
1,000 |
0.00% |
|
|
| 38 |
MSI Financial Services Inc |
300 |
1,000 |
0.00% |
|
|
| 39 |
WFG Advisors, LP |
225 |
1,000 |
0.00% |
|
|
| 40 |
CUTLER GROUP LLC / CA |
15,000 |
0 |
0.00% |
Put |
|
| 41 |
AMERICAN INTERNATIONAL GROUP, INC. |
100 |
0 |
0.00% |
|
|
