| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Carlyle Group Inc. | 19,124,737 | 238,677,000 | 45.78% | ||
| 2 | RIVERSTONE HOLDINGS LLC | 19,124,742 | 238,677,000 | 45.78% | ||
| 3 | KAYNE ANDERSON CAPITAL ADVISORS LP | 1,752,555 | 21,872,000 | 4.20% | ||
| 4 | TRUST & FIDUCIARY MANAGEMENT SERVICES INC | 359,235 | 4,483,000 | 0.86% | ||
| 5 | JPMORGAN CHASE & CO | 301,800 | 3,766,000 | 0.72% | ||
| 6 | Invesco Ltd. | 130,115 | 1,624,000 | 0.31% | ||
| 7 | DEUTSCHE BANK AG\ | 128,600 | 1,604,000 | 0.31% | ||
| 8 | RENAISSANCE TECHNOLOGIES LLC | 128,500 | 1,604,000 | 0.31% | ||
| 9 | UBS AG | 96,143 | 1,200,000 | 0.23% | ||
| 10 | MORGAN STANLEY | 79,961 | 999,000 | 0.19% | ||
| 11 | WELLS FARGO & COMPANY/MN | 79,586 | 994,000 | 0.19% | ||
| 12 | ROYAL BANK OF CANADA | 63,942 | 798,000 | 0.15% | ||
| 13 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 55,100 | 688,000 | 0.13% | Put | |
| 14 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 46,600 | 582,000 | 0.11% | ||
| 15 | AMERICAN INTERNATIONAL GROUP, INC. | 44,058 | 549,842 | 0.11% | ||
| 16 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 27,800 | 347,000 | 0.07% | Call | |
| 17 | Horizon Investments, LLC | 26,711 | 333,000 | 0.06% | ||
| 18 | InterOcean Capital, LLC | 25,275 | 315,000 | 0.06% | ||
| 19 | Barnett & Company, Inc. | 24,100 | 301,000 | 0.06% | ||
| 20 | Winslow, Evans & Crocker, Inc. | 22,430 | 279,928 | 0.05% | ||
| 21 | BARINGS LLC | 17,897 | 223,000 | 0.04% | ||
| 22 | Virtu KCG Holdings LLC | 17,690 | 221,000 | 0.04% | ||
| 23 | NORTHERN TRUST CORP | 13,924 | 174,000 | 0.03% | ||
| 24 | HighTower Advisors, LLC | 12,689 | 158,000 | 0.03% | ||
| 25 | TFS CAPITAL LLC | 12,173 | 152,000 | 0.03% | ||
| 26 | IMA Advisory Services, Inc. | 11,910 | 149,000 | 0.03% | ||
| 27 | Global X Management CO LLC | 9,170 | 114,000 | 0.02% | ||
| 28 | BANK OF AMERICA CORP /DE/ | 6,125 | 76,000 | 0.01% | ||
| 29 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,939 | 74,000 | 0.01% | ||
| 30 | Beacon Capital Management, Inc. | 5,200 | 65,000 | 0.01% | ||
| 31 | PEAK6 Group LLC | 4,106 | 51,000 | 0.01% | ||
| 32 | UBS AG | 3,800 | 47,000 | 0.01% | Put | |
| 33 | BANK OF MONTREAL /CAN/ | 2,000 | 25,000 | 0.00% | ||
| 34 | PRIVATE TRUST CO NA | 2,000 | 25,000 | 0.00% | ||
| 35 | Focused Wealth Management, Inc | 1,720 | 21,000 | 0.00% | ||
| 36 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 1,153 | 14,000 | 0.00% | ||
| 37 | Creative Planning | 1,000 | 12,000 | 0.00% | ||
| 38 | Kistler-Tiffany Companies, LLC | 1,000 | 12,000 | 0.00% | ||
| 39 | UBS AG | 600 | 7,000 | 0.00% | Call | |
| 40 | WEALTHFRONT CORP | 500 | 6,000 | 0.00% | ||
| 41 | NEXT Financial Group, Inc | 500 | 6,000 | 0.00% | ||
| 42 | WFG Advisors, LP | 360 | 4,000 | 0.00% | ||
| 43 | Lehman Financial Resources, Inc. | 300 | 4,000 | 0.00% | ||
| 44 | SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | 200 | 2,000 | 0.00% | ||
| 45 | US BANCORP \DE\ | 200 | 2,000 | 0.00% | ||
| 46 | CITIGROUP INC | 189 | 2,000 | 0.00% | ||
| 47 | Ground Swell Capital, LLC | 97 | 1,000 | 0.00% | ||
| 48 | BOSTON PRIVATE BANK & TRUST CO | 100 | 1,000 | 0.00% | ||
| 49 | Tower Research Capital LLC (TRC) | 18 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
