Dark
Light
System
Security
FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 32 Institutional holders with a total value of $52,240,756.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BANK OF CANADA 204,231 10,377,000 19.86%
2 ADVISOR GROUP, INC. 191,816 9,746,000 18.66%
3 LPL Financial LLC 159,942 8,127,000 15.56%
4 Cambridge Investment Research Advisors, Inc. 114,999 5,843,000 11.18%
5 RPG FAMILY WEALTH ADVISORY, LLC 49,946 2,537,756 4.86%
6 JANE STREET GROUP, LLC 44,160 2,244,000 4.30%
7 Virtu KCG Holdings LLC 31,568 1,604,000 3.07%
8 Raymond James Financial Services Advisors, Inc. 30,868 1,568,000 3.00%
9 First Allied Advisory Services, Inc. 27,622 1,403,000 2.69%
10 ADVANTAGE INVESTMENT MANAGEMENT, LLC 21,792 1,107,000 2.12%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 18,836 957,000 1.83%
12 STIFEL FINANCIAL CORP 15,487 787,000 1.51%
13 IFC Holdings Incorporated/FL 15,324 779,000 1.49%
14 NORTHWEST WEALTH MANAGEMENT, LLC 15,332 779,000 1.49%
15 D.A. DAVIDSON & CO. 13,361 678,000 1.30%
16 NATIONAL PLANNING CORP 11,293 572,000 1.09%
17 RAYMOND JAMES & ASSOCIATES 10,692 543,000 1.04%
18 First Horizon Advisors, Inc. 7,924 402,000 0.77%
19 IFP ADVISORS, INC 7,517 382,000 0.73%
20 INVESTMENT CENTERS OF AMERICA INC 6,177 314,000 0.60%
21 Commonwealth Equity Services, Inc 6,117 311,000 0.60%
22 Cetera Advisors LLC 5,570 282,000 0.54%
23 SII INVESTMENTS INC/WI 5,182 262,000 0.50%
24 Kovack Advisors, Inc. 4,995 254,000 0.49%
25 GENEOS WEALTH MANAGEMENT INC. 4,283 217,000 0.42%
26 MORGAN STANLEY 2,755 140,000 0.27%
27 MANUFACTURERS LIFE INSURANCE COMPANY, THE 137 7,000 0.01%
28 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 137 7,000 0.01%
29 WFG Advisors, LP 98 5,000 0.01%
30 BENJAMIN F. EDWARDS & COMPANY, INC. 100 5,000 0.01%
31 UBS Group AG 25 1,000 0.00%
32 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.