| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Visium Asset Management, LP | 844,000 | 5,815,000 | 65.18% | ||
| 2 | Knoll Capital Management, LLC | 338,110 | 2,330,000 | 26.12% | ||
| 3 | OPPENHEIMER & CO INC | 71,147 | 490,000 | 5.49% | ||
| 4 | HighTower Advisors, LLC | 36,000 | 248,000 | 2.78% | ||
| 5 | UBS Group AG | 3,470 | 24,000 | 0.27% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,000 | 7,000 | 0.08% | ||
| 7 | CITIGROUP INC | 603 | 4,000 | 0.04% | ||
| 8 | WELLS FARGO & COMPANY/MN | 300 | 2,000 | 0.02% | ||
| 9 | DEUTSCHE BANK AG\ | 200 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
