| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SABBY MANAGEMENT, LLC | 1,133,937 | 2,824,000 | 51.09% | ||
| 2 | Visium Asset Management, LP | 713,625 | 1,777,000 | 32.15% | ||
| 3 | Knoll Capital Management, LLC | 250,970 | 625,000 | 11.31% | ||
| 4 | OPPENHEIMER & CO INC | 62,465 | 155,000 | 2.80% | ||
| 5 | HighTower Advisors, LLC | 35,700 | 86,000 | 1.56% | ||
| 6 | Virtu KCG Holdings LLC | 21,771 | 54,000 | 0.98% | ||
| 7 | UBS Group AG | 1,698 | 4,000 | 0.07% | ||
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,000 | 2,000 | 0.04% | ||
| 9 | Tower Research Capital LLC (TRC) | 242 | 1,000 | 0.02% | ||
| 10 | MORGAN STANLEY | 25 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
