| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SABBY MANAGEMENT, LLC | 830,253 | 1,328,000 | 64.78% | ||
| 2 | Knoll Capital Management, LLC | 250,970 | 402,000 | 19.61% | ||
| 3 | OPPENHEIMER & CO INC | 51,600 | 82,000 | 4.00% | ||
| 4 | Visium Asset Management, LP | 50,833 | 81,000 | 3.95% | ||
| 5 | HighTower Advisors, LLC | 35,700 | 57,000 | 2.78% | ||
| 6 | RENAISSANCE TECHNOLOGIES LLC | 24,100 | 39,000 | 1.90% | ||
| 7 | WEDBUSH SECURITIES INC | 17,000 | 27,000 | 1.32% | ||
| 8 | BlackRock Fund Advisors | 16,786 | 27,000 | 1.32% | ||
| 9 | ACROSPIRE INVESTMENT MANAGEMENT LLC | 1,000 | 2,000 | 0.10% | ||
| 10 | BlackRock Investment Management, LLC | 1,255 | 2,000 | 0.10% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,000 | 2,000 | 0.10% | ||
| 12 | MORGAN STANLEY | 500 | 1,000 | 0.05% | ||
| 13 | Tower Research Capital LLC (TRC) | 42 | 0 | 0.00% | ||
| 14 | HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. | 300 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.