| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 463,798 | 6,220,000 | 10.64% | ||
| 2 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 458,366 | 6,147,000 | 10.52% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 432,944 | 5,806,000 | 9.93% | ||
| 4 | Karpus Management, Inc. | 309,120 | 4,145,000 | 7.09% | ||
| 5 | PT ASSET MANAGEMENT, LLC | 270,713 | 3,630,000 | 6.21% | ||
| 6 | Invesco Ltd. | 221,210 | 2,966,000 | 5.07% | ||
| 7 | MORGAN STANLEY | 205,078 | 2,750,000 | 4.70% | ||
| 8 | Global Endowment Management, LP | 184,400 | 2,473,000 | 4.23% | ||
| 9 | NEWGATE CAPITAL MANAGEMENT LLC | 183,304 | 2,446,000 | 4.18% | ||
| 10 | Liberty Street Advisors, Inc. | 132,457 | 1,776,000 | 3.04% | ||
| 11 | Tortoise Investment Management, LLC | 129,965 | 1,743,000 | 2.98% | ||
| 12 | Advisors Asset Management, Inc. | 128,023 | 1,717,000 | 2.94% | ||
| 13 | ROYAL BANK OF CANADA | 125,175 | 1,679,000 | 2.87% | ||
| 14 | AQR ARBITRAGE LLC | 113,508 | 1,522,000 | 2.60% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 78,130 | 1,048,000 | 1.79% | ||
| 16 | COHEN & STEERS, INC. | 61,234 | 821,000 | 1.40% | ||
| 17 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 59,055 | 792,000 | 1.35% | ||
| 18 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 56,957 | 764,000 | 1.31% | ||
| 19 | Pine River Capital Management L.P. | 49,689 | 667,000 | 1.14% | ||
| 20 | Capital Investment Advisors, LLC | 46,309 | 621,000 | 1.06% | ||
| 21 | PNC FINANCIAL SERVICES GROUP, INC. | 44,226 | 594,000 | 1.02% | ||
| 22 | VAN ECK ASSOCIATES CORP | 43,811 | 588,000 | 1.01% | ||
| 23 | WOLVERINE ASSET MANAGEMENT LLC | 43,476 | 583,000 | 1.00% | ||
| 24 | LPL Financial LLC | 43,017 | 581,000 | 0.99% | ||
| 25 | RAYMOND JAMES & ASSOCIATES | 41,269 | 553,000 | 0.95% | ||
| 26 | Commonwealth Equity Services, Inc | 39,862 | 535,000 | 0.92% | ||
| 27 | MACKAY SHIELDS LLC | 38,744 | 520,000 | 0.89% | ||
| 28 | UBS Group AG | 37,543 | 504,000 | 0.86% | ||
| 29 | VICUS CAPITAL | 33,550 | 450,000 | 0.77% | ||
| 30 | HighTower Advisors, LLC | 27,409 | 368,000 | 0.63% | ||
| 31 | ProVise Management Group, LLC | 21,145 | 283,000 | 0.48% | ||
| 32 | BENJAMIN F. EDWARDS & COMPANY, INC. | 16,786 | 225,000 | 0.38% | ||
| 33 | CIBC BANK USA | 16,759 | 225,000 | 0.38% | ||
| 34 | Horizon Kinetics LLC | 16,168 | 217,000 | 0.37% | ||
| 35 | LVW Advisors, LLC | 15,845 | 212,000 | 0.36% | ||
| 36 | SUNTRUST BANKS INC | 15,799 | 211,000 | 0.36% | ||
| 37 | Wilmington Savings Fund Society, FSB | 15,600 | 209,000 | 0.36% | ||
| 38 | VSR Financial Services, Inc. | 15,211 | 204,000 | 0.35% | ||
| 39 | DOLIVER ADVISORS, LP | 14,621 | 196,000 | 0.34% | ||
| 40 | Virtu KCG Holdings LLC | 13,833 | 186,000 | 0.32% | ||
| 41 | PANAGORA ASSET MANAGEMENT INC | 12,863 | 172,000 | 0.29% | ||
| 42 | Janney Montgomery Scott LLC | 12,550 | 168,296 | 0.29% | ||
| 43 | AMERICAN INTERNATIONAL GROUP, INC. | 12,000 | 160,920 | 0.28% | ||
| 44 | MSI Financial Services Inc | 11,236 | 151,000 | 0.26% | ||
| 45 | BB&T SECURITIES, LLC | 10,521 | 141,000 | 0.24% | ||
| 46 | Tradewinds Capital Management, LLC | 10,300 | 138,000 | 0.24% | ||
| 47 | BANK OF MONTREAL /CAN/ | 7,440 | 100,000 | 0.17% | ||
| 48 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 5,728 | 77,000 | 0.13% | ||
| 49 | NEXT Financial Group, Inc | 3,900 | 52,000 | 0.09% | ||
| 50 | FIFTH THIRD BANCORP | 3,500 | 47,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
