| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 784,283 | 10,925,000 | 17.11% | ||
| 2 | Invesco Ltd. | 512,483 | 7,139,000 | 11.18% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 361,948 | 5,041,000 | 7.89% | ||
| 4 | WELLS FARGO & COMPANY/MN | 346,679 | 4,829,000 | 7.56% | ||
| 5 | Advisors Asset Management, Inc. | 317,064 | 4,417,000 | 6.92% | ||
| 6 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 274,792 | 3,828,000 | 5.99% | ||
| 7 | COHEN & STEERS, INC. | 244,226 | 3,402,000 | 5.33% | ||
| 8 | Global Endowment Management, LP | 186,300 | 2,595,000 | 4.06% | ||
| 9 | BB&T SECURITIES, LLC | 16,647 | 2,318,000 | 3.63% | ||
| 10 | MACKAY SHIELDS LLC | 142,505 | 1,985,000 | 3.11% | ||
| 11 | MORGAN STANLEY | 121,018 | 1,685,000 | 2.64% | ||
| 12 | Tortoise Investment Management, LLC | 109,650 | 1,527,000 | 2.39% | ||
| 13 | WHITEBOX ADVISORS LLC | 100,000 | 1,393,000 | 2.18% | ||
| 14 | PNC FINANCIAL SERVICES GROUP, INC. | 91,359 | 1,273,000 | 1.99% | ||
| 15 | ROYAL BANK OF CANADA | 70,969 | 989,000 | 1.55% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 61,567 | 857,000 | 1.34% | ||
| 17 | LPL Financial LLC | 57,169 | 800,000 | 1.25% | ||
| 18 | FIRST TRUST ADVISORS LP | 51,182 | 713,000 | 1.12% | ||
| 19 | HighTower Advisors, LLC | 49,384 | 688,000 | 1.08% | ||
| 20 | Capital Investment Advisors, LLC | 48,383 | 674,000 | 1.06% | ||
| 21 | Horizon Kinetics LLC | 45,559 | 635,000 | 0.99% | ||
| 22 | Commonwealth Equity Services, Inc | 40,733 | 567,000 | 0.89% | ||
| 23 | RAYMOND JAMES & ASSOCIATES | 37,962 | 529,000 | 0.83% | ||
| 24 | VAN ECK ASSOCIATES CORP | 31,232 | 435,000 | 0.68% | ||
| 25 | DOLIVER ADVISORS, LP | 31,246 | 435,000 | 0.68% | ||
| 26 | VSR Financial Services, Inc. | 25,211 | 351,000 | 0.55% | ||
| 27 | VICUS CAPITAL | 22,090 | 308,000 | 0.48% | ||
| 28 | MARINER INVESTMENT GROUP LLC | 20,954 | 292,000 | 0.46% | ||
| 29 | ProVise Management Group, LLC | 17,455 | 243,000 | 0.38% | ||
| 30 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 16,934 | 236,000 | 0.37% | ||
| 31 | CIBC BANK USA | 16,759 | 233,000 | 0.36% | ||
| 32 | Wilmington Savings Fund Society, FSB | 15,600 | 217,000 | 0.34% | ||
| 33 | BENJAMIN F. EDWARDS & COMPANY, INC. | 15,148 | 211,000 | 0.33% | ||
| 34 | OTA Financial Group L.P. | 15,119 | 210,000 | 0.33% | ||
| 35 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 14,654 | 204,000 | 0.32% | ||
| 36 | UBS AG | 13,117 | 183,000 | 0.29% | ||
| 37 | Janney Montgomery Scott LLC | 12,650 | 176,215 | 0.28% | ||
| 38 | AMERICAN INTERNATIONAL GROUP, INC. | 12,000 | 167,160 | 0.26% | ||
| 39 | Mariner, LLC | 11,990 | 167,000 | 0.26% | ||
| 40 | DRW Securities, LLC | 11,100 | 155,000 | 0.24% | ||
| 41 | WOLVERINE ASSET MANAGEMENT LLC | 11,139 | 155,000 | 0.24% | ||
| 42 | Tradewinds Capital Management, LLC | 10,300 | 143,000 | 0.22% | ||
| 43 | BANK OF MONTREAL /CAN/ | 7,440 | 104,000 | 0.16% | ||
| 44 | NEW ENGLAND SECURITIES CORP /MA/ | 7,500 | 104,000 | 0.16% | ||
| 45 | Thomas J. Herzfeld Advisors, Inc. | 5,000 | 70,000 | 0.11% | ||
| 46 | WFG Advisors, LP | 3,600 | 50,000 | 0.08% | ||
| 47 | Creative Planning | 3,056 | 43,000 | 0.07% | ||
| 48 | FIFTH THIRD BANCORP | 2,500 | 35,000 | 0.05% | ||
| 49 | MSI Financial Services Inc | 2,006 | 28,000 | 0.04% | ||
| 50 | AMERIPRISE FINANCIAL INC | 2,000 | 28,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
