| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 369,599 | 5,241,000 | 8.37% | ||
| 2 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 365,048 | 5,176,000 | 8.27% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 357,901 | 5,075,000 | 8.11% | ||
| 4 | Invesco Ltd. | 343,605 | 4,872,000 | 7.78% | ||
| 5 | Karpus Management, Inc. | 325,047 | 4,609,000 | 7.36% | ||
| 6 | PT ASSET MANAGEMENT, LLC | 273,638 | 3,880,000 | 6.20% | ||
| 7 | Global Endowment Management, LP | 184,400 | 2,615,000 | 4.18% | ||
| 8 | BB&T SECURITIES, LLC | 16,743 | 2,374,000 | 3.79% | ||
| 9 | MORGAN STANLEY | 151,863 | 2,153,000 | 3.44% | ||
| 10 | MACKAY SHIELDS LLC | 142,505 | 2,021,000 | 3.23% | ||
| 11 | Advisors Asset Management, Inc. | 134,641 | 1,909,000 | 3.05% | ||
| 12 | Tortoise Investment Management, LLC | 121,790 | 1,727,000 | 2.76% | ||
| 13 | AQR ARBITRAGE LLC | 107,018 | 1,518,000 | 2.43% | ||
| 14 | WHITEBOX ADVISORS LLC | 101,252 | 1,436,000 | 2.29% | ||
| 15 | ROYAL BANK OF CANADA | 93,248 | 1,322,000 | 2.11% | ||
| 16 | COHEN & STEERS, INC. | 83,582 | 1,185,000 | 1.89% | ||
| 17 | COHEN & STEERS CAPITAL MANAGEMENT INC | 83,582 | 1,185,000 | 1.89% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 82,766 | 1,174,000 | 1.88% | ||
| 19 | NEWGATE CAPITAL MANAGEMENT LLC | 69,405 | 984,000 | 1.57% | ||
| 20 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 56,957 | 808,000 | 1.29% | ||
| 21 | DOLIVER ADVISORS, LP | 54,454 | 772,000 | 1.23% | ||
| 22 | Pine River Capital Management L.P. | 49,689 | 704,000 | 1.12% | ||
| 23 | LPL Financial LLC | 48,078 | 682,000 | 1.09% | ||
| 24 | Capital Investment Advisors, LLC | 10,490 | 666,000 | 1.06% | ||
| 25 | PNC FINANCIAL SERVICES GROUP, INC. | 44,226 | 628,000 | 1.00% | ||
| 26 | Commonwealth Equity Services, Inc | 39,862 | 565,000 | 0.90% | ||
| 27 | VAN ECK ASSOCIATES CORP | 39,102 | 554,000 | 0.89% | ||
| 28 | RAYMOND JAMES & ASSOCIATES | 38,895 | 552,000 | 0.88% | ||
| 29 | UBS Group AG | 28,871 | 410,000 | 0.66% | ||
| 30 | HighTower Advisors, LLC | 27,409 | 389,000 | 0.62% | ||
| 31 | VICUS CAPITAL | 26,185 | 371,000 | 0.59% | ||
| 32 | Virtu KCG Holdings LLC | 22,566 | 320,000 | 0.51% | ||
| 33 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 22,268 | 316,000 | 0.50% | ||
| 34 | ProVise Management Group, LLC | 20,916 | 297,000 | 0.47% | ||
| 35 | MARINER INVESTMENT GROUP LLC | 20,954 | 297,000 | 0.47% | ||
| 36 | Horizon Kinetics LLC | 18,529 | 263,000 | 0.42% | ||
| 37 | TFS CAPITAL LLC | 17,909 | 254,000 | 0.41% | ||
| 38 | WOLVERINE ASSET MANAGEMENT LLC | 17,709 | 251,000 | 0.40% | ||
| 39 | CIBC BANK USA | 16,759 | 238,000 | 0.38% | ||
| 40 | BENJAMIN F. EDWARDS & COMPANY, INC. | 16,564 | 235,000 | 0.38% | ||
| 41 | FIRST TRUST ADVISORS LP | 16,194 | 230,000 | 0.37% | ||
| 42 | SUNTRUST BANKS INC | 16,299 | 229,000 | 0.37% | ||
| 43 | DRW Securities, LLC | 16,000 | 227,000 | 0.36% | ||
| 44 | LVW Advisors, LLC | 15,845 | 225,000 | 0.36% | ||
| 45 | Wilmington Savings Fund Society, FSB | 15,600 | 221,000 | 0.35% | ||
| 46 | VSR Financial Services, Inc. | 15,211 | 216,000 | 0.35% | ||
| 47 | Janney Montgomery Scott LLC | 12,550 | 178,000 | 0.28% | ||
| 48 | AMERICAN INTERNATIONAL GROUP, INC. | 12,000 | 170,160 | 0.27% | ||
| 49 | MSI Financial Services Inc | 11,332 | 161,000 | 0.26% | ||
| 50 | KEYBANK NATIONAL ASSOCIATION/OH | 10,758 | 153,000 | 0.24% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
