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NUVEEN DIV ADVANTAGE MUN FD
NUVEEN DIV ADVANTAGE MUN FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 63 Institutional holders with a total value of $78,787,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHERN TRUST CORP 17,500 3,000 0.00%
2 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 300 4,000 0.01%
3 Winfield Associates, Inc. 333 5,000 0.01%
4 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,231 18,000 0.02%
5 Evercore Wealth Management, LLC 1,500 22,000 0.03%
6 NEXT Financial Group, Inc 1,555 23,000 0.03%
7 CITIGROUP INC 1,608 24,000 0.03%
8 People's United Financial, Inc. 2,000 30,000 0.04%
9 MOTCO 2,188 32,000 0.04%
10 CITY HOLDING CO 2,500 37,000 0.05%
11 SECURITY NATIONAL TRUST CO 3,100 46,000 0.06%
12 Creative Planning 4,369 65,000 0.08%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,101 76,000 0.10%
14 FIFTH THIRD BANCORP 6,509 97,000 0.12%
15 BANK OF MONTREAL /CAN/ 7,440 110,000 0.14%
16 MSI Financial Services Inc 10,051 149,000 0.19%
17 Janney Montgomery Scott LLC 10,150 151,000 0.19%
18 Tradewinds Capital Management, LLC 10,300 153,000 0.19%
19 CLOUGH CAPITAL PARTNERS L P 11,100 165,000 0.21%
20 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 11,961 178,000 0.23%
21 Stratos Wealth Partners, LTD. 12,301 183,000 0.23%
22 AUSDAL FINANCIAL PARTNERS, INC. 12,625 187,000 0.24%
23 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 13,889 206,000 0.26%
24 AMERICAN INTERNATIONAL GROUP, INC. 15,000 223,000 0.28%
25 IFP ADVISORS, INC 15,133 225,000 0.29%
26 Wilmington Savings Fund Society, FSB 15,600 232,000 0.29%
27 Thomas J. Herzfeld Advisors, Inc. 15,757 234,000 0.30%
28 LVW Advisors, LLC 15,845 235,000 0.30%
29 SIGNET FINANCIAL MANAGEMENT, LLC 17,200 255,000 0.32%
30 RIVERNORTH CAPITAL MANAGEMENT, LLC 17,739 263,000 0.33%
31 PNC FINANCIAL SERVICES GROUP, INC. 18,064 268,000 0.34%
32 BENJAMIN F. EDWARDS & COMPANY, INC. 18,403 273,000 0.35%
33 Global Endowment Management, LP 21,525 320,000 0.41%
34 ProVise Management Group, LLC 22,521 334,000 0.42%
35 Carnick & Kubik, LLC 24,868 369,000 0.47%
36 FIRST FOUNDATION ADVISORS 36,592 543,000 0.69%
37 AQR ARBITRAGE LLC 39,955 593,000 0.75%
38 Capital Investment Advisors, LLC 43,333 643,000 0.82%
39 Commonwealth Equity Services, Inc 43,362 644,000 0.82%
40 HighTower Advisors, LLC 44,768 661,000 0.84%
41 Sterneck Capital Management, LLC 46,854 696,000 0.88%
42 WOLVERINE ASSET MANAGEMENT LLC 47,579 706,000 0.90%
43 Pine River Capital Management L.P. 49,689 738,000 0.94%
44 Raymond James Financial Services Advisors, Inc. 54,541 810,000 1.03%
45 RAYMOND JAMES & ASSOCIATES 56,132 834,000 1.06%
46 SIT INVESTMENT ASSOCIATES INC 57,275 851,000 1.08%
47 COHEN & STEERS, INC. 64,129 952,000 1.21%
48 UBS Group AG 71,364 1,060,000 1.35%
49 VICUS CAPITAL 77,540 1,151,000 1.46%
50 VAN ECK ASSOCIATES CORP 78,708 1,169,000 1.48%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.