| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 2,743,621 | 37,560,000 | 12.15% | ||
| 2 | WELLS FARGO & COMPANY/MN | 2,412,553 | 33,027,000 | 10.68% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,084,889 | 28,542,000 | 9.23% | ||
| 4 | UBS Group AG | 1,791,266 | 24,523,000 | 7.93% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 1,455,733 | 19,929,000 | 6.45% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 1,270,717 | 17,396,000 | 5.63% | ||
| 7 | Karpus Management, Inc. | 1,014,472 | 13,888,000 | 4.49% | ||
| 8 | SIT INVESTMENT ASSOCIATES INC | 959,355 | 13,134,000 | 4.25% | ||
| 9 | Advisors Asset Management, Inc. | 659,827 | 9,033,000 | 2.92% | ||
| 10 | ROBINSON CAPITAL MANAGEMENT, LLC | 526,098 | 7,202,000 | 2.33% | ||
| 11 | Invesco Ltd. | 522,372 | 7,151,000 | 2.31% | ||
| 12 | VAN ECK ASSOCIATES CORP | 460,563 | 6,305,000 | 2.04% | ||
| 13 | 1607 Capital Partners, LLC | 446,224 | 6,109,000 | 1.98% | ||
| 14 | LPL Financial LLC | 408,275 | 5,602,000 | 1.81% | ||
| 15 | JPMORGAN CHASE & CO | 397,396 | 5,440,000 | 1.76% | ||
| 16 | ROYAL BANK OF CANADA | 327,151 | 4,479,000 | 1.45% | ||
| 17 | JFS WEALTH ADVISORS, LLC | 168,852 | 2,357,000 | 0.76% | ||
| 18 | PNC FINANCIAL SERVICES GROUP, INC. | 167,843 | 2,298,000 | 0.74% | ||
| 19 | STIFEL FINANCIAL CORP | 167,920 | 2,284,000 | 0.74% | ||
| 20 | Tradewinds Capital Management, LLC | 165,107 | 2,260,000 | 0.73% | ||
| 21 | NATIONAL PLANNING CORP | 164,355 | 2,245,000 | 0.73% | ||
| 22 | NORTHERN CAPITAL MANAGEMENT LLC | 153,097 | 2,096,000 | 0.68% | ||
| 23 | HighTower Advisors, LLC | 144,153 | 1,972,000 | 0.64% | ||
| 24 | Horizon Kinetics LLC | 136,868 | 1,874,000 | 0.61% | ||
| 25 | Raymond James Financial Services Advisors, Inc. | 130,404 | 1,785,000 | 0.58% | ||
| 26 | 1832 Asset Management L.P. | 130,000 | 1,783,000 | 0.58% | ||
| 27 | Commonwealth Equity Services, Inc | 128,218 | 1,755,000 | 0.57% | ||
| 28 | RAYMOND JAMES & ASSOCIATES | 126,028 | 1,725,000 | 0.56% | ||
| 29 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 121,268 | 1,660,000 | 0.54% | ||
| 30 | Capital Investment Advisors, LLC | 118,760 | 1,626,000 | 0.53% | ||
| 31 | COHEN & STEERS, INC. | 117,591 | 1,610,000 | 0.52% | ||
| 32 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 114,064 | 1,562,000 | 0.51% | ||
| 33 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 102,453 | 1,414,000 | 0.46% | ||
| 34 | AMERIPRISE FINANCIAL INC | 102,123 | 1,398,000 | 0.45% | ||
| 35 | Cambridge Investment Research Advisors, Inc. | 100,945 | 1,382,000 | 0.45% | ||
| 36 | GOODWIN DANIEL L | 86,340 | 1,182,000 | 0.38% | ||
| 37 | INFRASTRUCTURE CAPITAL ADVISORS, LLC | 85,591 | 1,172,000 | 0.38% | ||
| 38 | Global Endowment Management, LP | 80,295 | 1,099,000 | 0.36% | ||
| 39 | BENJAMIN F. EDWARDS & COMPANY, INC. | 78,052 | 1,069,000 | 0.35% | ||
| 40 | GREAT LAKES ADVISORS, LLC | 75,869 | 1,039,000 | 0.34% | ||
| 41 | Bank of New York Mellon Corp | 75,804 | 1,037,000 | 0.34% | ||
| 42 | Stratos Wealth Partners, LTD. | 75,181 | 1,029,000 | 0.33% | ||
| 43 | DOLIVER ADVISORS, LP | 73,091 | 1,001,000 | 0.32% | ||
| 44 | Private Advisor Group, LLC | 70,570 | 965,000 | 0.31% | ||
| 45 | VICUS CAPITAL | 69,772 | 955,000 | 0.31% | ||
| 46 | FIRST TRUST ADVISORS LP | 66,294 | 908,000 | 0.29% | ||
| 47 | Shamrock Asset Management LLC | 64,519 | 883,000 | 0.29% | ||
| 48 | SG Americas Securities, LLC | 62,865 | 861,000 | 0.28% | ||
| 49 | ADVISOR GROUP, INC. | 59,954 | 820,000 | 0.27% | ||
| 50 | CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | 59,691 | 817,000 | 0.26% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
