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NUVEEN INVT MN QTY I
NUVEEN INVT MN QTY I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 47 Institutional holders with a total value of $25,983,793.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 443,578 6,942,000 26.72%
2 ROYAL BANK OF CANADA 173,301 2,712,000 10.44%
3 LPL Financial LLC 123,678 1,954,000 7.52%
4 GUGGENHEIM CAPITAL LLC 121,480 1,902,000 7.32%
5 BANK OF AMERICA CORP /DE/ 96,695 1,513,000 5.82%
6 Tradewinds Capital Management, LLC 64,219 1,005,000 3.87%
7 WELLS FARGO & COMPANY/MN 57,080 894,000 3.44%
8 FIRST TRUST ADVISORS LP 43,545 681,000 2.62%
9 VAN ECK ASSOCIATES CORP 38,493 602,000 2.32%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 36,719 574,000 2.21%
11 Horizon Kinetics LLC 32,111 503,000 1.94%
12 BENJAMIN F. EDWARDS & COMPANY, INC. 31,679 496,000 1.91%
13 PNC FINANCIAL SERVICES GROUP, INC. 27,442 430,000 1.65%
14 UBS Group AG 27,211 426,000 1.64%
15 US BANCORP \DE\ 24,571 384,000 1.48%
16 Creative Planning 23,500 368,000 1.42%
17 Northeast Financial Consultants Inc 22,700 355,000 1.37%
18 Cambridge Investment Research Advisors, Inc. 22,151 347,000 1.34%
19 FineMark National Bank & Trust 21,738 340,000 1.31%
20 Global Endowment Management, LP 20,900 327,000 1.26%
21 Robert W. Baird & Co. Inc 17,565 275,000 1.06%
22 Capital Investment Advisors, LLC 242,026 257,000 0.99%
23 VSR Financial Services, Inc. 15,929 249,000 0.96%
24 RAYMOND JAMES & ASSOCIATES 15,580 244,000 0.94%
25 INVESTMENT CENTERS OF AMERICA INC 15,470 242,000 0.93%
26 AMERICAN INTERNATIONAL GROUP, INC. 15,450 241,793 0.93%
27 WEDBUSH SECURITIES INC 14,886 233,000 0.90%
28 Private Advisor Group, LLC 14,641 229,000 0.88%
29 CIBC BANK USA 11,112 174,000 0.67%
30 Commonwealth Equity Services, Inc 10,644 167,000 0.64%
31 MONETARY MANAGEMENT GROUP INC 10,600 166,000 0.64%
32 SHEETS SMITH WEALTH MANAGEMENT 10,300 161,000 0.62%
33 Evanson Asset Management, LLC 10,000 157,000 0.60%
34 DELTA ASSET MANAGEMENT LLC/TN 7,000 110,000 0.42%
35 MSI Financial Services Inc 3,870 61,000 0.23%
36 DEUTSCHE BANK AG\ 2,850 44,000 0.17%
37 BANK OF MONTREAL /CAN/ 2,666 42,000 0.16%
38 D.A. DAVIDSON & CO. 2,000 31,000 0.12%
39 MACROVIEW INVESTMENT MANAGEMENT LLC 2,000 31,000 0.12%
40 SIT INVESTMENT ASSOCIATES INC 1,945 30,000 0.12%
41 Tower Research Capital LLC (TRC) 1,300 20,000 0.08%
42 FIRST MANHATTAN CO. LLC. 1,033 16,000 0.06%
43 Vantage Investment Advisors, LLC 1,053 16,000 0.06%
44 CITIGROUP INC 676 11,000 0.04%
45 Kistler-Tiffany Companies, LLC 640 10,000 0.04%
46 FARMERS & MERCHANTS INVESTMENTS INC 498 8,000 0.03%
47 NORTHERN TRUST CORP 17,710 3,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.