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NUVEEN INVT MN QTY I
NUVEEN INVT MN QTY I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 52 Institutional holders with a total value of $27,110,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 378,455 5,836,000 21.53%
2 LPL Financial LLC 253,659 3,927,000 14.49%
3 ROYAL BANK OF CANADA 200,834 3,097,000 11.42%
4 BANK OF AMERICA CORP /DE/ 109,227 1,685,000 6.22%
5 WELLS FARGO & COMPANY/MN 76,100 1,173,000 4.33%
6 Tradewinds Capital Management, LLC 67,665 1,043,000 3.85%
7 LADENBURG THALMANN FINANCIAL SERVICES INC. 62,606 966,000 3.56%
8 VAN ECK ASSOCIATES CORP 52,780 814,000 3.00%
9 Laurion Capital Management LP 43,482 670,000 2.47%
10 FIRST TRUST ADVISORS LP 39,148 604,000 2.23%
11 BAIRD FINANCIAL GROUP, INC. 37,075 572,000 2.11%
12 BENJAMIN F. EDWARDS & COMPANY, INC. 32,549 502,000 1.85%
13 UBS Group AG 30,855 476,000 1.76%
14 SG Americas Securities, LLC 29,651 457,000 1.69%
15 Horizon Kinetics LLC 25,988 400,000 1.48%
16 RAYMOND JAMES & ASSOCIATES 24,276 374,000 1.38%
17 PNC FINANCIAL SERVICES GROUP, INC. 21,864 338,000 1.25%
18 US BANCORP \DE\ 20,839 321,000 1.18%
19 Creative Planning 20,100 310,000 1.14%
20 Capital Investment Advisors, LLC 16,259 251,000 0.93%
21 VSR Financial Services, Inc. 15,929 246,000 0.91%
22 WEDBUSH SECURITIES INC 15,689 242,000 0.89%
23 Cambridge Investment Research Advisors, Inc. 14,779 228,000 0.84%
24 Private Advisor Group, LLC 14,641 226,000 0.83%
25 INVESTMENT CENTERS OF AMERICA INC 14,020 218,000 0.80%
26 CREDIT SUISSE AG/ 13,000 200,000 0.74%
27 FIFTH THIRD BANCORP 13,000 200,000 0.74%
28 Squarepoint Ops LLC 12,100 187,000 0.69%
29 Commonwealth Equity Services, Inc 10,644 164,000 0.60%
30 MONETARY MANAGEMENT GROUP INC 10,600 163,000 0.60%
31 AMERICAN INTERNATIONAL GROUP, INC. 10,450 161,000 0.59%
32 SHEETS SMITH WEALTH MANAGEMENT 10,300 159,000 0.59%
33 Evanson Asset Management, LLC 10,000 154,000 0.57%
34 IFP ADVISORS, INC 9,760 150,000 0.55%
35 DELTA ASSET MANAGEMENT LLC/TN 7,000 108,000 0.40%
36 FineMark National Bank & Trust 6,405 99,000 0.37%
37 MSI Financial Services Inc 4,201 65,000 0.24%
38 D.A. DAVIDSON & CO. 3,230 49,000 0.18%
39 Apriem Advisors 3,000 46,000 0.17%
40 DEUTSCHE BANK AG\ 2,850 43,000 0.16%
41 BANK OF MONTREAL /CAN/ 2,666 41,000 0.15%
42 MACROVIEW INVESTMENT MANAGEMENT LLC 2,000 31,000 0.11%
43 SIT INVESTMENT ASSOCIATES INC 1,945 30,000 0.11%
44 TRUST DEPARTMENT MB FINANCIAL BANK N A 1,000 15,000 0.06%
45 FIRST MANHATTAN CO. LLC. 1,033 15,000 0.06%
46 GOODWIN DANIEL L 1,000 15,000 0.06%
47 CITIGROUP INC 676 10,000 0.04%
48 Kistler-Tiffany Companies, LLC 640 10,000 0.04%
49 Vantage Investment Advisors, LLC 552 9,000 0.03%
50 FARMERS & MERCHANTS INVESTMENTS INC 233 4,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.