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NUVEEN INVT MN QTY I
NUVEEN INVT MN QTY I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 48 Institutional holders with a total value of $30,836,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 379,028 6,072,000 19.69%
2 LPL Financial LLC 343,852 5,527,000 17.92%
3 ROYAL BANK OF CANADA 195,412 3,130,000 10.15%
4 Raymond James Financial Services Advisors, Inc. 137,957 2,210,000 7.17%
5 BANK OF AMERICA CORP /DE/ 102,574 1,644,000 5.33%
6 VAN ECK ASSOCIATES CORP 71,854 1,151,000 3.73%
7 LADENBURG THALMANN FINANCIAL SERVICES INC. 70,786 1,136,000 3.68%
8 Tradewinds Capital Management, LLC 67,717 1,085,000 3.52%
9 WELLS FARGO & COMPANY/MN 61,393 984,000 3.19%
10 BAIRD FINANCIAL GROUP, INC. 56,192 900,000 2.92%
11 ROBINSON CAPITAL MANAGEMENT, LLC 38,705 620,000 2.01%
12 UBS Group AG 34,748 557,000 1.81%
13 BENJAMIN F. EDWARDS & COMPANY, INC. 32,808 526,000 1.71%
14 RAYMOND JAMES & ASSOCIATES 24,402 391,000 1.27%
15 Horizon Kinetics LLC 24,174 387,000 1.26%
16 Northeast Financial Consultants Inc 22,700 364,000 1.18%
17 Creative Planning 22,045 353,000 1.14%
18 PNC FINANCIAL SERVICES GROUP, INC. 17,320 277,000 0.90%
19 Capital Investment Advisors, LLC 16,259 260,000 0.84%
20 INVESTMENT CENTERS OF AMERICA INC 16,020 257,000 0.83%
21 VSR Financial Services, Inc. 15,929 255,000 0.83%
22 WEDBUSH SECURITIES INC 15,842 254,000 0.82%
23 Cambridge Investment Research Advisors, Inc. 14,847 238,000 0.77%
24 Private Advisor Group, LLC 14,641 235,000 0.76%
25 US BANCORP \DE\ 14,240 229,000 0.74%
26 FIFTH THIRD BANCORP 13,116 210,000 0.68%
27 AMERICAN INTERNATIONAL GROUP, INC. 12,350 198,000 0.64%
28 Commonwealth Equity Services, Inc 10,644 171,000 0.55%
29 MONETARY MANAGEMENT GROUP INC 10,600 170,000 0.55%
30 SHEETS SMITH WEALTH MANAGEMENT 10,300 165,000 0.54%
31 Evanson Asset Management, LLC 10,000 160,000 0.52%
32 IFP ADVISORS, INC 8,148 131,000 0.42%
33 FineMark National Bank & Trust 7,405 119,000 0.39%
34 DELTA ASSET MANAGEMENT LLC/TN 7,000 112,000 0.36%
35 MSI Financial Services Inc 4,216 68,000 0.22%
36 D.A. DAVIDSON & CO. 3,230 51,000 0.17%
37 Apriem Advisors 3,000 48,000 0.16%
38 DEUTSCHE BANK AG\ 2,850 45,000 0.15%
39 BANK OF MONTREAL /CAN/ 2,666 43,000 0.14%
40 MACROVIEW INVESTMENT MANAGEMENT LLC 2,000 32,000 0.10%
41 FIRST MANHATTAN CO. LLC. 1,033 16,000 0.05%
42 TRUST DEPARTMENT MB FINANCIAL BANK N A 1,000 15,000 0.05%
43 CITIGROUP INC 676 11,000 0.04%
44 Kistler-Tiffany Companies, LLC 640 10,000 0.03%
45 Vantage Investment Advisors, LLC 561 9,000 0.03%
46 NORTHERN TRUST CORP 23,104 4,000 0.01%
47 FARMERS & MERCHANTS INVESTMENTS INC 233 4,000 0.01%
48 Tower Research Capital LLC (TRC) 100 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.