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NUVEEN INVT MN QTY I
NUVEEN INVT MN QTY I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 52 Institutional holders with a total value of $31,833,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 402,152 6,724,000 21.12%
2 ROYAL BANK OF CANADA 205,507 3,435,000 10.79%
3 LPL Financial LLC 136,084 2,272,000 7.14%
4 VAN ECK ASSOCIATES CORP 103,819 1,736,000 5.45%
5 BANK OF AMERICA CORP /DE/ 99,252 1,659,000 5.21%
6 Fiera Capital Corp 92,559 1,548,000 4.86%
7 ROBINSON CAPITAL MANAGEMENT, LLC 80,560 1,347,000 4.23%
8 WELLS FARGO & COMPANY/MN 71,241 1,190,000 3.74%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 69,435 1,166,000 3.66%
10 Raymond James Financial Services Advisors, Inc. 62,566 1,046,000 3.29%
11 Tradewinds Capital Management, LLC 60,798 1,017,000 3.19%
12 BAIRD FINANCIAL GROUP, INC. 60,643 1,014,000 3.19%
13 Stratos Wealth Partners, LTD. 41,900 701,000 2.20%
14 UBS Group AG 38,385 642,000 2.02%
15 RAYMOND JAMES & ASSOCIATES 33,046 553,000 1.74%
16 Northeast Financial Consultants Inc 28,700 480,000 1.51%
17 ProVise Management Group, LLC 27,449 459,000 1.44%
18 Creative Planning 26,631 445,000 1.40%
19 BENJAMIN F. EDWARDS & COMPANY, INC. 26,070 436,000 1.37%
20 Horizon Kinetics LLC 24,174 404,000 1.27%
21 Capital Investment Advisors, LLC 16,259 272,000 0.85%
22 WEDBUSH SECURITIES INC 16,070 269,000 0.85%
23 PNC FINANCIAL SERVICES GROUP, INC. 15,320 257,000 0.81%
24 INVESTMENT CENTERS OF AMERICA INC 14,370 239,000 0.75%
25 ADVISOR GROUP, INC. 13,136 219,000 0.69%
26 FIFTH THIRD BANCORP 13,116 219,000 0.69%
27 Oxbow Advisors, LLC 12,890 216,000 0.68%
28 Commonwealth Equity Services, Inc 11,482 192,000 0.60%
29 MONETARY MANAGEMENT GROUP INC 10,600 177,000 0.56%
30 SHEETS SMITH WEALTH MANAGEMENT 10,300 172,000 0.54%
31 Koshinski Asset Management, Inc. 10,100 169,000 0.53%
32 Evanson Asset Management, LLC 10,000 167,000 0.52%
33 IFP ADVISORS, INC 9,391 157,000 0.49%
34 US BANCORP \DE\ 9,240 154,000 0.48%
35 FineMark National Bank & Trust 7,405 124,000 0.39%
36 MSI Financial Services Inc 7,338 123,000 0.39%
37 DELTA ASSET MANAGEMENT LLC/TN 7,000 117,000 0.37%
38 ENVESTNET ASSET MANAGEMENT INC 3,000 50,000 0.16%
39 DEUTSCHE BANK AG\ 2,850 47,000 0.15%
40 BANK OF MONTREAL /CAN/ 2,666 45,000 0.14%
41 MACROVIEW INVESTMENT MANAGEMENT LLC 2,000 33,000 0.10%
42 Apriem Advisors 1,500 25,000 0.08%
43 D.A. DAVIDSON & CO. 1,230 20,000 0.06%
44 FIRST MANHATTAN CO. LLC. 1,033 17,000 0.05%
45 GOODWIN DANIEL L 1,000 17,000 0.05%
46 TRUST DEPARTMENT MB FINANCIAL BANK N A 1,000 14,000 0.04%
47 CITIGROUP INC 676 11,000 0.03%
48 Kistler-Tiffany Companies, LLC 640 11,000 0.03%
49 Vantage Investment Advisors, LLC 569 10,000 0.03%
50 SARGENT BICKHAM LAGUDIS LLC 500 8,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.